Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Buckley Wealth Management, LLC
|
SELL
|
- |
-15- 1.34% |
$2.85K - $3.32K
|
1.11K
$399K
|
|
|
Nov 15, 2021
Q3 2021
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-15- 0.23% |
$2.85K - $3.32K
|
6.55K
$2.36M
|
|
|
Oct 04, 2021
Q3 2021
|
Thomasville National Bank
|
SELL
|
- |
-16- 0.47% |
$3.04K - $3.55K
|
3.41K
$1.23M
|
|
|
Oct 28, 2021
Q3 2021
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-17- 1.03% |
$3.23K - $3.77K
|
1.64K
$591K
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-17- 0.66% |
$3.23K - $3.77K
|
2.54K
$917K
|
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-17- 0.66% |
$3.23K - $3.77K
|
2.54K
$917K
|
|
|
Oct 14, 2021
Q3 2021
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-18- 0.77% |
$3.42K - $3.99K
|
2.33K
$840K
|
|
|
Nov 03, 2021
Q3 2021
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-18- 3.74% |
$3.42K - $3.99K
|
463
$167K
|
|
|
Nov 04, 2021
Q3 2021
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-21- 1.03% |
$3.99K - $4.65K
|
2.01K
$727K
|
|
|
Oct 19, 2021
Q3 2021
|
Ellevest, Inc.
|
SELL
|
- |
-22- 8.15% |
$4.18K - $4.88K
|
248
$89.5K
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-22- 0.86% |
$4.18K - $4.88K
|
2.52K
$911K
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
SELL
|
- |
-22- 6.36% |
$4.18K - $4.88K
|
324
$117K
|
|
|
Nov 04, 2021
Q3 2021
|
Beach Investment Counsel Inc/Pa
West Conshohocken, PA |
SELL
|
- |
-22- 1.11% |
$4.18K - $4.88K
|
1.96K
$708K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-23- 3.23% |
$4.37K - $5.1K
|
689
$249K
|
|
|
Nov 15, 2021
Q3 2021
|
Cim Investment Management Inc
Pittsburgh, PA |
SELL
|
- |
-23- 0.56% |
$4.37K - $5.1K
|
4.08K
$1.47M
|
|
|
Oct 12, 2021
Q3 2021
|
Acropolis Investment Management, LLC
|
SELL
|
- |
-24- 1.22% |
$4.56K - $5.32K
|
1.94K
$702K
|
|
|
Oct 15, 2021
Q3 2021
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-24- 0.24% |
$4.56K - $5.32K
|
10.1K
$3.66M
|
|
|
Nov 12, 2021
Q3 2021
|
Arizona State Retirement System
|
SELL
|
- |
-24- 0.02% |
$4.56K - $5.32K
|
153K
$55.2M
|
|
|
Jan 03, 2023
Q3 2021
|
Gray Wealth Management Inc.
Bangor, ME |
SELL
|
- |
-24- 0.86% |
$4.56K - $5.32K
|
2.78K
$1M
|
|
|
Oct 26, 2021
Q3 2021
|
Independence Bank Of Kentucky
|
SELL
|
- |
-25- 2.6% |
$4.75K - $5.54K
|
935
$338K
|
|
|
Oct 29, 2021
Q3 2021
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-25- 0.07% |
$4.75K - $5.54K
|
35.1K
$12.7M
|
|
|
Nov 10, 2021
Q3 2021
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-25- 0.04% |
$4.75K - $5.54K
|
68.6K
$24.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-25- 0.19% |
$4.75K - $5.54K
|
13.1K
$4.74M
|
|
|
Dec 20, 2021
Q3 2021
|
Birmingham Capital Management CO Inc/Al
Birmingham, AL |
SELL
|
- |
-25- 0.04% |
$4.75K - $5.54K
|
59.1K
$21.3M
|
|
|
Oct 14, 2021
Q3 2021
|
Ritholtz Wealth Management
|
SELL
|
- |
-29- 0.59% |
$5.51K - $6.43K
|
4.91K
$1.77M
|
|
|
Nov 08, 2021
Q3 2021
|
Mitchell Mcleod Pugh & Williams Inc
|
SELL
|
- |
-30- 0.28% |
$5.7K - $6.65K
|
10.6K
$3.81M
|
|
|
Oct 07, 2021
Q3 2021
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-30- 1.56% |
$5.7K - $6.65K
|
1.9K
$685K
|
|
|
Oct 19, 2021
Q3 2021
|
Albion Financial Group
|
SELL
|
- |
-30- 2.85% |
$5.7K - $6.65K
|
1.02K
$369K
|
|
|
Nov 15, 2021
Q3 2021
|
J.P. Marvel Investment Advisors, LLC
|
SELL
|
- |
-30- 0.25% |
$5.7K - $6.65K
|
11.9K
$4.29M
|
|
|
Nov 15, 2021
Q3 2021
|
Altshuler Shaham LTD
|
SELL
|
- |
-30Closed |
$5.7K - $6.65K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-30- 60.0% |
$5.7K - $6.65K
|
20
$7.22K
|
|
|
Oct 19, 2021
Q3 2021
|
Seelaus Asset Management LLC
|
SELL
|
- |
-30- 1.11% |
$5.7K - $6.65K
|
2.66K
$961K
|
|
|
Oct 25, 2021
Q3 2021
|
Old National Bancorp
|
SELL
|
- |
-31- 0.04% |
$5.89K - $6.87K
|
82.6K
$29.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Cpwm, LLC
Seattle, WA |
SELL
|
- |
-32- 0.61% |
$6.07K - $7.09K
|
5.25K
$1.9M
|
|
|
Nov 01, 2021
Q3 2021
|
Sfmg, LLC
|
SELL
|
- |
-32- 2.05% |
$6.07K - $7.09K
|
1.53K
$552K
|
|
|
Oct 12, 2021
Q3 2021
|
Activest Wealth Management
|
SELL
|
- |
-33- 52.38% |
$6.26K - $7.31K
|
30
$10.8K
|
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
SELL
|
- |
-34- 0.39% |
$6.45K - $7.54K
|
8.77K
$3.17M
|
|
|
Nov 12, 2021
Q3 2021
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-34- 0.72% |
$6.45K - $7.54K
|
4.7K
$1.7M
|
|
|
Oct 13, 2021
Q3 2021
|
Sanders Morris Harris LLC
|
SELL
|
- |
-35- 2.17% |
$6.64K - $7.76K
|
1.58K
$569K
|
|
|
Nov 08, 2021
Q3 2021
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-35- 1.01% |
$6.64K - $7.76K
|
3.43K
$1.24M
|
|
|
Nov 10, 2021
Q3 2021
|
Pitcairn CO
Jenkintown, PA |
SELL
|
- |
-36- 1.4% |
$6.83K - $7.98K
|
2.53K
$914K
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-38- 2.5% |
$7.21K - $8.42K
|
1.48K
$536K
|
|
|
Oct 29, 2021
Q3 2021
|
Crewe Advisors LLC
|
SELL
|
- |
-39- 55.71% |
$7.4K - $8.64K
|
31
$11.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Cmg Global Holdings, LLC
|
SELL
|
- |
-39- 1.21% |
$7.4K - $8.64K
|
3.2K
$1.15M
|
|
|
Nov 15, 2021
Q3 2021
|
Source Financial Advisors LLC
New York, NY |
SELL
|
- |
-39- 1.51% |
$7.4K - $8.64K
|
2.54K
$916K
|
|
|
Nov 12, 2021
Q3 2021
|
Bridges Investment Management Inc
|
SELL
|
- |
-40- 0.98% |
$7.59K - $8.87K
|
4.05K
$1.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-40- 2.19% |
$7.59K - $8.87K
|
1.79K
$645K
|
|
|
Nov 09, 2021
Q3 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-42- 2.29% |
$7.97K - $9.31K
|
1.79K
$646K
|
|
|
Oct 13, 2021
Q3 2021
|
Flc Capital Advisors
|
SELL
|
- |
-42- 0.41% |
$7.97K - $9.31K
|
10.1K
$3.65M
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-43- 1.4% |
$8.16K - $9.53K
|
3.04K
$1.1M
|