Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Essex Private Wealth Management, LLC
Topsfield, MA |
BUY
|
- |
1+ 0.09% |
$190 - $222
|
1.16K
$417K
|
|
|
Nov 15, 2021
Q3 2021
|
Kore Private Wealth LLC
New York, NY |
BUY
|
- |
1+ 0.04% |
$190 - $222
|
2.6K
$937K
|
|
|
Nov 09, 2021
Q3 2021
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
1+ 0.05% |
$190 - $222
|
2.08K
$752K
|
|
|
Nov 12, 2021
Q3 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
1+ 0.09% |
$190 - $222
|
1.12K
$405K
|
|
|
Nov 15, 2021
Q3 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
1+ 33.33% |
$190 - $222
|
4
$1.44K
|
|
|
Nov 12, 2021
Q3 2021
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
- |
1+ 0.01% |
$190 - $222
|
13.2K
$4.77M
|
|
|
Oct 08, 2021
Q3 2021
|
Freedman Financial Associates, Inc.
Peabody, MA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-1- -0.0% |
$190 - $222
|
49.7K
$17.9M
|
|
|
Nov 10, 2021
Q3 2021
|
Column Capital Advisors, LLC
|
SELL
|
- |
-1- 0.42% |
$190 - $222
|
239
$86.3K
|
|
|
Nov 09, 2021
Q3 2021
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-1- 0.02% |
$190 - $222
|
5.34K
$1.93M
|
|
|
Nov 15, 2021
Q3 2021
|
Stokes Family Office, LLC
|
SELL
|
- |
-1- 0.06% |
$190 - $222
|
1.74K
$627K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-1- 0.04% |
$190 - $222
|
2.6K
$939K
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-1Closed |
$190 - $222
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Trillium Asset Management, LLC
Boston, MA |
SELL
|
- |
-1- 0.04% |
$190 - $222
|
2.46K
$888K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-2- 0.06% |
$380 - $443
|
3.63K
$1.31M
|
|
|
Oct 27, 2021
Q3 2021
|
Executive Wealth Management, LLC
|
SELL
|
- |
-2- 0.17% |
$380 - $443
|
1.15K
$413K
|
|
|
Oct 12, 2021
Q3 2021
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-3- 0.12% |
$570 - $665
|
2.46K
$890K
|
|
|
Nov 02, 2021
Q3 2021
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-3- 0.25% |
$570 - $665
|
1.19K
$430K
|
|
|
Oct 26, 2021
Q3 2021
|
Calamos Wealth Management LLC
|
SELL
|
- |
-3- 0.27% |
$570 - $665
|
1.13K
$407K
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-3- 0.07% |
$570 - $665
|
4K
$1.44M
|
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-4- 0.59% |
$759 - $887
|
672
$243K
|
|
|
Oct 27, 2021
Q3 2021
|
Forte Capital LLC
|
SELL
|
- |
-4- 0.18% |
$759 - $887
|
2.26K
$816K
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-4- 1.38% |
$759 - $887
|
286
$103K
|
|
|
Nov 04, 2021
Q3 2021
|
Novare Capital Management LLC
|
SELL
|
- |
-4- 0.2% |
$759 - $887
|
1.96K
$708K
|
|
|
Nov 09, 2021
Q3 2021
|
First National Corp
|
SELL
|
- |
-5- 0.36% |
$949 - $1.11K
|
1.37K
$494K
|
|
|
Nov 09, 2021
Q3 2021
|
Coastline Trust CO
|
SELL
|
- |
-5- 0.07% |
$949 - $1.11K
|
6.88K
$2.48M
|
|
|
Dec 19, 2024
Q3 2021
|
Arcadia Investment Advisors LLC
Eagle, ID |
SELL
|
- |
-5Closed |
$949 - $1.11K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Trust CO
|
SELL
|
- |
-7- 0.16% |
$1.33K - $1.55K
|
4.28K
$1.55M
|
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-7- 2.36% |
$1.33K - $1.55K
|
290
$105K
|
|
|
Nov 08, 2021
Q3 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-7- 0.44% |
$1.33K - $1.55K
|
1.58K
$569K
|
|
|
Nov 15, 2021
Q3 2021
|
Resolute Advisors LLC
|
SELL
|
- |
-8- 6.15% |
$1.52K - $1.77K
|
122
$44.1K
|
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-9- 0.42% |
$1.71K - $1.99K
|
2.14K
$773K
|
|
|
Nov 15, 2021
Q3 2021
|
Greenline Partners, LLC
New York, NY |
SELL
|
- |
-9- 0.74% |
$1.71K - $1.99K
|
1.21K
$435K
|
|
|
Oct 08, 2021
Q3 2021
|
Burke & Herbert Bank & Trust CO
|
SELL
|
- |
-10- 0.23% |
$1.9K - $2.22K
|
4.35K
$1.57M
|
|
|
Oct 25, 2021
Q3 2021
|
Krilogy Financial LLC
|
SELL
|
- |
-10- 0.1% |
$1.9K - $2.22K
|
10.1K
$3.63M
|
|
|
Nov 04, 2021
Q3 2021
|
Versor Investments LP
|
SELL
|
- |
-10- 0.48% |
$1.9K - $2.22K
|
2.08K
$750K
|
|
|
Nov 12, 2021
Q3 2021
|
Beaumont Financial Partners, LLC
|
SELL
|
- |
-10- 0.8% |
$1.9K - $2.22K
|
1.24K
$447K
|
|
|
Nov 12, 2021
Q3 2021
|
Sns Financial Group, LLC
|
SELL
|
- |
-11- 0.29% |
$2.09K - $2.44K
|
3.84K
$1.39M
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
SELL
|
- |
-11- 1.51% |
$2.09K - $2.44K
|
716
$259K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-11- 0.04% |
$2.09K - $2.44K
|
24.9K
$8.98M
|
|
|
Oct 22, 2021
Q3 2021
|
Baldrige Asset Management LLC
|
SELL
|
- |
-12- 4.58% |
$2.28K - $2.66K
|
250
$90.3K
|
|
|
Oct 15, 2021
Q3 2021
|
Wolff Wiese Magana LLC
|
SELL
|
- |
-12- 6.19% |
$2.28K - $2.66K
|
182
$65.7K
|
|
|
Oct 07, 2021
Q3 2021
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-12- 0.13% |
$2.28K - $2.66K
|
9.26K
$3.34M
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-12- 2.94% |
$2.28K - $2.66K
|
396
$143K
|
|
|
Nov 01, 2021
Q3 2021
|
High Mark Wealth Management LLC
|
SELL
|
- |
-13- 3.32% |
$2.47K - $2.88K
|
378
$136K
|
|
|
Nov 02, 2021
Q3 2021
|
Baker Tilly Wealth Management, LLC
|
SELL
|
- |
-13- 0.32% |
$2.47K - $2.88K
|
4.05K
$1.46M
|
|
|
Nov 08, 2021
Q3 2021
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-13Closed |
$2.47K - $2.88K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-13- 65.0% |
$2.47K - $2.88K
|
7
$2.53K
|
|
|
Oct 14, 2021
Q3 2021
|
Berkshire Bank
|
SELL
|
- |
-15- 0.71% |
$2.85K - $3.32K
|
2.11K
$762K
|
|
|
Oct 21, 2021
Q3 2021
|
Boyd Watterson Asset Management LLC
|
SELL
|
- |
-15- 0.14% |
$2.85K - $3.32K
|
10.9K
$3.92M
|