Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
7+ 0.52% |
$1.33K - $1.55K
|
1.36K
$490K
|
|
|
Oct 13, 2021
Q3 2021
|
Mattern Wealth Management LLC
|
BUY
|
- |
6+ 0.09% |
$1.14K - $1.33K
|
6.33K
$2.29M
|
|
|
Oct 26, 2021
Q3 2021
|
Ccm Investment Advisers LLC
|
BUY
|
- |
6+ 0.01% |
$1.14K - $1.33K
|
70.4K
$25.4M
|
|
|
Nov 08, 2021
Q3 2021
|
Addison Advisors LLC
|
BUY
|
- |
6+ 0.75% |
$1.14K - $1.33K
|
804
$290K
|
|
|
Oct 13, 2021
Q3 2021
|
Investment Partners, Ltd.
|
BUY
|
- |
6+ 0.14% |
$1.14K - $1.33K
|
4.4K
$1.59M
|
|
|
Nov 10, 2021
Q3 2021
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
6+ 0.56% |
$1.14K - $1.33K
|
1.08K
$389K
|
|
|
Oct 26, 2021
Q3 2021
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
5+ 0.36% |
$949 - $1.11K
|
1.39K
$500K
|
|
|
Oct 26, 2021
Q3 2021
|
Montis Financial, LLC
|
BUY
|
- |
5+ 0.14% |
$949 - $1.11K
|
3.53K
$1.27M
|
|
|
Nov 04, 2021
Q3 2021
|
Heron Financial Group, LLC
|
BUY
|
- |
5+ 0.23% |
$949 - $1.11K
|
2.14K
$771K
|
|
|
Nov 10, 2021
Q3 2021
|
German American Bancorp, Inc.
Jasper, IN |
BUY
|
- |
5+ 0.22% |
$949 - $1.11K
|
2.25K
$813K
|
|
|
Nov 04, 2021
Q3 2021
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
5+ 0.15% |
$949 - $1.11K
|
3.33K
$1.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
BUY
|
- |
5+ 0.15% |
$949 - $1.11K
|
3.25K
$1.17M
|
|
|
Oct 12, 2021
Q3 2021
|
Grassi Investment Management
|
BUY
|
- |
4+ 0.01% |
$759 - $887
|
69.6K
$25.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Means Investment Co., Inc.
|
BUY
|
- |
4+ 0.29% |
$759 - $887
|
1.39K
$500K
|
|
|
Oct 27, 2021
Q3 2021
|
Aspiriant, LLC
|
BUY
|
- |
4+ 0.17% |
$759 - $887
|
2.43K
$876K
|
|
|
Oct 20, 2021
Q3 2021
|
Smith Anglin Financial, LLC
|
BUY
|
- |
4+ 0.19% |
$759 - $887
|
2.1K
$760K
|
|
|
Nov 16, 2021
Q3 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
4+ 0.27% |
$759 - $887
|
1.49K
$539K
|
|
|
Oct 28, 2021
Q3 2021
|
Advisors Management Group Inc
|
BUY
|
- |
4+ 0.19% |
$759 - $887
|
2.16K
$778K
|
|
|
Nov 12, 2021
Q3 2021
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
4+ 0.22% |
$759 - $887
|
1.81K
$654K
|
|
|
Oct 25, 2021
Q3 2021
|
Wbh Advisory Inc
|
BUY
|
- |
3+ 0.04% |
$570 - $665
|
7.04K
$2.54M
|
|
|
Oct 28, 2021
Q3 2021
|
Secure Asset Management, LLC
|
BUY
|
- |
3+ 0.26% |
$570 - $665
|
1.17K
$422K
|
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
3+ 0.28% |
$570 - $665
|
1.09K
$394K
|
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
3+ 0.15% |
$570 - $665
|
2.02K
$730K
|
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
3+ 0.1% |
$570 - $665
|
3.12K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Pacific Center For Financial Services
San Ramon, CA |
BUY
|
- |
3+ 0.46% |
$570 - $665
|
649
$234K
|
|
|
Oct 28, 2021
Q3 2021
|
Affinity Capital Advisors, LLC
|
BUY
|
- |
2+ 0.13% |
$380 - $443
|
1.53K
$553K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2+ 0.47% |
$380 - $443
|
432
$156K
|
|
|
Nov 08, 2021
Q3 2021
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
2+ 0.14% |
$380 - $443
|
1.44K
$518K
|
|
|
Nov 15, 2021
Q3 2021
|
Clarus Group, Inc.
|
BUY
|
- |
2+ 0.11% |
$380 - $443
|
1.9K
$685K
|
|
|
Oct 18, 2021
Q3 2021
|
Rmr Wealth Builders
|
BUY
|
- |
2+ 0.12% |
$380 - $443
|
1.68K
$605K
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
1+ 0.47% |
$190 - $222
|
214
$77.3K
|
|
|
Oct 07, 2021
Q3 2021
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
1+ 0.07% |
$190 - $222
|
1.41K
$509K
|
|
|
Oct 12, 2021
Q3 2021
|
Benchmark Wealth Management, LLC
|
BUY
|
- |
1+ 0.06% |
$190 - $222
|
1.78K
$641K
|
|
|
Oct 26, 2021
Q3 2021
|
Exane Derivatives
|
BUY
|
- |
1+ 0.02% |
$190 - $222
|
5.71K
$2.06M
|
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1+ 0.07% |
$190 - $222
|
1.53K
$551K
|
|
|
Oct 14, 2021
Q3 2021
|
Courier Capital LLC
|
BUY
|
- |
1+ 0.03% |
$190 - $222
|
3.96K
$1.43M
|
|
|
Nov 01, 2021
Q3 2021
|
Center For Asset Management LLC
|
BUY
|
- |
1+ 0.08% |
$190 - $222
|
1.19K
$430K
|
|
|
Oct 13, 2021
Q3 2021
|
Nadler Financial Group, Inc.
|
BUY
|
- |
1+ 0.07% |
$190 - $222
|
1.47K
$530K
|
|
|
Nov 02, 2021
Q3 2021
|
Hbc Financial Services, Pllc
|
BUY
|
- |
1+ 0.62% |
$190 - $222
|
163
$58.9K
|
|
|
Oct 28, 2021
Q3 2021
|
Mcdonald Partners LLC
|
BUY
|
- |
1+ 0.07% |
$190 - $222
|
1.48K
$535K
|
|
|
Nov 10, 2021
Q3 2021
|
Roman Butler Fullerton & CO
|
BUY
|
- |
1+ 0.03% |
$190 - $222
|
3.65K
$1.32M
|
|
|
Oct 14, 2021
Q3 2021
|
Wealth Trust Axiom LLC
|
BUY
|
- |
1+ 0.06% |
$190 - $222
|
1.67K
$604K
|
|
|
Nov 02, 2021
Q3 2021
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
1+ 0.03% |
$190 - $222
|
3.66K
$1.32M
|
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
BUY
|
- |
1+ 0.08% |
$190 - $222
|
1.33K
$480K
|
|
|
Oct 14, 2021
Q3 2021
|
Lantz Financial LLC
|
BUY
|
- |
1+ 0.02% |
$190 - $222
|
4.18K
$1.51M
|
|
|
Oct 19, 2021
Q3 2021
|
Acas, LLC
|
BUY
|
- |
1+ 0.07% |
$190 - $222
|
1.43K
$517K
|
|
|
Nov 01, 2021
Q3 2021
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
1+ 0.06% |
$190 - $222
|
1.62K
$584K
|
|
|
Nov 05, 2021
Q3 2021
|
Smith, Salley & Associates
|
BUY
|
- |
1+ 0.01% |
$190 - $222
|
8.58K
$3.1M
|
|
|
Oct 19, 2021
Q3 2021
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
1+ 0.33% |
$190 - $222
|
300
$108K
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
1+ 0.28% |
$190 - $222
|
363
$131K
|