Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2021
Q3 2021
|
Guidance Point Advisors, LLC
|
BUY
|
- |
27New |
$5.13K - $5.98K
|
27
$9.75K
|
|
|
Oct 05, 2021
Q3 2021
|
Lvm Capital Management LTD
|
BUY
|
- |
25+ 1.12% |
$4.75K - $5.54K
|
2.25K
$812K
|
|
|
Nov 12, 2021
Q3 2021
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
25New |
$4.75K - $5.54K
|
25
$9.03K
|
|
|
Nov 16, 2021
Q3 2021
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
25+ 16.13% |
$4.75K - $5.54K
|
180
$65K
|
|
|
Nov 10, 2021
Q3 2021
|
Glassman Wealth Services
|
BUY
|
- |
25+ 4.77% |
$4.75K - $5.54K
|
549
$198K
|
|
|
Nov 12, 2021
Q3 2021
|
Colonial Trust Advisors
Spartanburg, SC |
BUY
|
- |
25+ 0.13% |
$4.75K - $5.54K
|
19.6K
$7.09M
|
|
|
Oct 13, 2021
Q3 2021
|
Chicago Trust CO Na
|
BUY
|
- |
23+ 0.22% |
$4.37K - $5.1K
|
10.5K
$3.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Mcf Advisors LLC
Covington, KY |
BUY
|
- |
23+ 1.33% |
$4.37K - $5.1K
|
1.75K
$631K
|
|
|
Nov 08, 2021
Q3 2021
|
Curated Wealth Partners LLC
|
BUY
|
- |
22+ 1.59% |
$4.18K - $4.88K
|
1.4K
$507K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
22+ 1.28% |
$4.18K - $4.88K
|
1.74K
$628K
|
|
|
Oct 21, 2021
Q3 2021
|
Applied Capital LLC
|
BUY
|
- |
21+ 0.58% |
$3.99K - $4.65K
|
3.62K
$1.31M
|
|
|
Oct 06, 2021
Q3 2021
|
Cooper Financial Group
|
BUY
|
- |
20+ 0.89% |
$3.8K - $4.43K
|
2.27K
$821K
|
|
|
Oct 19, 2021
Q3 2021
|
Legacy Wealth Asset Management, LLC
|
BUY
|
- |
20+ 0.41% |
$3.8K - $4.43K
|
4.87K
$1.76M
|
|
|
Nov 12, 2021
Q3 2021
|
Jones Financial Companies Lllp
|
BUY
|
- |
20+ 0.82% |
$3.8K - $4.43K
|
2.45K
$884K
|
|
|
Oct 12, 2021
Q3 2021
|
Gleason Group, Inc.
|
BUY
|
- |
19+ 0.55% |
$3.61K - $4.21K
|
3.5K
$1.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Profund Advisors LLC
|
BUY
|
- |
19+ 0.15% |
$3.61K - $4.21K
|
12.6K
$4.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Landmark Financial Advisors, LLC
|
BUY
|
- |
19+ 1.41% |
$3.61K - $4.21K
|
1.37K
$494K
|
|
|
Nov 15, 2021
Q3 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
BUY
|
- |
19+ 0.12% |
$3.61K - $4.21K
|
15.5K
$5.58M
|
|
|
Oct 26, 2021
Q3 2021
|
Cordant, Inc.
Portland, OR |
BUY
|
- |
19New |
$3.61K - $4.21K
|
19
$6.86K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
18+ 1.4% |
$3.42K - $3.99K
|
1.3K
$470K
|
|
|
Nov 12, 2021
Q3 2021
|
Personal Capital Advisors Corp
|
BUY
|
- |
18+ 0.34% |
$3.42K - $3.99K
|
5.37K
$1.94M
|
|
|
Oct 20, 2021
Q3 2021
|
First National Bank Of Hutchinson
|
BUY
|
- |
17+ 0.72% |
$3.23K - $3.77K
|
2.39K
$864K
|
|
|
Nov 12, 2021
Q3 2021
|
Delta Investment Management, LLC
|
BUY
|
- |
15+ 0.41% |
$2.85K - $3.32K
|
3.63K
$1.31M
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthfront Advisers LLC
|
BUY
|
- |
15+ 0.04% |
$2.85K - $3.32K
|
37.2K
$13.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
14New |
$2.66K - $3.1K
|
14
$5.05K
|
|
|
Nov 03, 2021
Q3 2021
|
Sound Financial Strategies Group, LLC
|
BUY
|
- |
13+ 0.46% |
$2.47K - $2.88K
|
2.85K
$1.03M
|
|
|
Nov 02, 2021
Q3 2021
|
Bridgewater Advisors Inc.
|
BUY
|
- |
13+ 1.08% |
$2.47K - $2.88K
|
1.22K
$441K
|
|
|
Oct 12, 2021
Q3 2021
|
Prairie View Partners, LLC
|
BUY
|
- |
12+ 0.44% |
$2.28K - $2.66K
|
2.71K
$980K
|
|
|
Nov 03, 2021
Q3 2021
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
12+ 0.76% |
$2.28K - $2.66K
|
1.6K
$577K
|
|
|
Oct 28, 2021
Q3 2021
|
Eukles Asset Management
|
BUY
|
- |
11+ 0.07% |
$2.09K - $2.44K
|
14.9K
$5.37M
|
|
|
Oct 19, 2021
Q3 2021
|
Pflug Koory, LLC
|
BUY
|
- |
11+ 0.1% |
$2.09K - $2.44K
|
11K
$3.97M
|
|
|
Oct 21, 2021
Q3 2021
|
United Asset Strategies, Inc.
Garden City, NY |
BUY
|
- |
11+ 0.56% |
$2.09K - $2.44K
|
1.96K
$709K
|
|
|
Oct 12, 2021
Q3 2021
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
11+ 0.81% |
$2.09K - $2.44K
|
1.38K
$497K
|
|
|
Oct 07, 2021
Q3 2021
|
Ipswich Investment Management Co., Inc.
|
BUY
|
- |
10+ 0.05% |
$1.9K - $2.22K
|
21.7K
$7.85M
|
|
|
Nov 04, 2021
Q3 2021
|
Abbrea Capital, LLC
|
BUY
|
- |
10+ 0.06% |
$1.9K - $2.22K
|
16.5K
$5.95M
|
|
|
Nov 08, 2021
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
10+ 0.67% |
$1.9K - $2.22K
|
1.51K
$544K
|
|
|
Nov 07, 2022
Q3 2021
|
Red Tortoise LLC
Atlanta, GA |
BUY
|
- |
10New |
$1.9K - $2.22K
|
10
$3.61K
|
|
|
Dec 13, 2023
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
10+ 0.67% |
$1.9K - $2.22K
|
1.51K
$544K
|
|
|
Oct 19, 2021
Q3 2021
|
Sanchez Wealth Management Group
|
BUY
|
- |
9+ 0.58% |
$1.71K - $1.99K
|
1.56K
$564K
|
|
|
Oct 25, 2021
Q3 2021
|
Howland Capital Management LLC
|
BUY
|
- |
9+ 0.04% |
$1.71K - $1.99K
|
25.1K
$9.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Securities LLC
|
BUY
|
- |
9+ 0.32% |
$1.71K - $1.99K
|
2.8K
$1.01M
|
|
|
Nov 12, 2021
Q3 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
9+ 0.47% |
$1.71K - $1.99K
|
1.94K
$700K
|
|
|
Nov 12, 2021
Q3 2021
|
Boston Common Asset Management, LLC
Boston, MA |
BUY
|
- |
8+ 0.44% |
$1.52K - $1.77K
|
1.82K
$657K
|
|
|
Nov 15, 2021
Q3 2021
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
8+ 0.21% |
$1.52K - $1.77K
|
3.8K
$1.37M
|
|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
BUY
|
- |
7+ 0.96% |
$1.33K - $1.55K
|
733
$265K
|
|
|
Nov 01, 2021
Q3 2021
|
Proffitt & Goodson Inc
|
BUY
|
- |
7New |
$1.33K - $1.55K
|
7
$2.53K
|
|
|
Nov 09, 2021
Q3 2021
|
Strategic Equity Management
|
BUY
|
- |
7+ 0.49% |
$1.33K - $1.55K
|
1.43K
$516K
|
|
|
Nov 10, 2021
Q3 2021
|
Prentice Wealth Management LLC
|
BUY
|
- |
7+ 0.8% |
$1.33K - $1.55K
|
879
$317K
|
|
|
Nov 02, 2021
Q3 2021
|
Horst & Graben Wealth Management LLC
|
BUY
|
- |
7+ 0.39% |
$1.33K - $1.55K
|
1.78K
$643K
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
7+ 0.44% |
$1.33K - $1.55K
|
1.6K
$577K
|