Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
200New |
$38K - $44.3K
|
200
$77.2K
|
|
|
Oct 19, 2021
Q3 2021
|
Eastern Bank
|
BUY
|
- |
200+ 3.86% |
$38K - $44.3K
|
5.38K
$2.08M
|
|
|
Oct 27, 2021
Q3 2021
|
Selective Wealth Management, Inc.
|
BUY
|
- |
200+ 14.81% |
$38K - $44.3K
|
1.55K
$598K
|
|
|
Nov 09, 2021
Q3 2021
|
Papp L Roy & Associates
|
BUY
|
- |
200+ 2.22% |
$38K - $44.3K
|
9.21K
$3.56M
|
|
|
Nov 02, 2021
Q3 2021
|
Saybrook Capital
|
BUY
|
- |
200+ 5.0% |
$38K - $44.3K
|
4.2K
$1.62M
|
|
|
Oct 22, 2021
Q3 2021
|
Accurate Wealth Management, LLC
|
BUY
|
- |
200+ 9.31% |
$38K - $44.3K
|
2.35K
$907K
|
|
|
Nov 10, 2021
Q3 2021
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
200+ 5.7% |
$38K - $44.3K
|
3.71K
$1.43M
|
|
|
Nov 12, 2021
Q3 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
BUY
|
- |
200+ 65.36% |
$38K - $44.3K
|
506
$195K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
199New |
$37.8K - $44.1K
|
199
$76.8K
|
|
|
Oct 22, 2021
Q3 2021
|
Paulson Wealth Management Inc.
|
BUY
|
- |
199+ 19.98% |
$37.8K - $44.1K
|
1.2K
$461K
|
|
|
Oct 28, 2021
Q3 2021
|
Intrua Financial, LLC
Houston, TX |
BUY
|
- |
199+ 10.92% |
$37.8K - $44.1K
|
2.02K
$781K
|
|
|
Nov 04, 2021
Q3 2021
|
Quilter PLC
|
BUY
|
- |
195+ 0.32% |
$37K - $43.2K
|
60.6K
$23.4M
|
|
|
Oct 13, 2021
Q3 2021
|
Northwest Bancshares, Inc.
Warren, PA |
BUY
|
- |
194+ 13.27% |
$36.8K - $43K
|
1.66K
$639K
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
192+ 28.4% |
$36.4K - $42.6K
|
868
$335K
|
|
|
Nov 12, 2021
Q3 2021
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
192+ 14.78% |
$36.4K - $42.6K
|
1.49K
$576K
|
|
|
Nov 10, 2021
Q3 2021
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
191+ 2.31% |
$36.3K - $42.3K
|
8.45K
$3.26M
|
|
|
Oct 26, 2021
Q3 2021
|
Hudson Valley Investment Advisors Inc
|
BUY
|
- |
186+ 4.71% |
$35.3K - $41.2K
|
4.13K
$1.6M
|
|
|
Oct 13, 2021
Q3 2021
|
Avity Investment Management Inc.
|
BUY
|
- |
183+ 9.47% |
$34.7K - $40.6K
|
2.12K
$816K
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
180+ 21.71% |
$34.2K - $39.9K
|
1.01K
$389K
|
|
|
Nov 15, 2021
Q3 2021
|
High Falls Advisors, Inc
Rochester, NY |
BUY
|
- |
179+ 3.37% |
$34K - $39.7K
|
5.5K
$2.12M
|
|
|
Oct 08, 2021
Q3 2021
|
Ivc Wealth Advisors LLC
|
BUY
|
- |
176+ 4.47% |
$33.4K - $39K
|
4.11K
$1.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
175+ 0.56% |
$33.2K - $38.8K
|
31.4K
$12.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
174+ 6.28% |
$33K - $38.6K
|
2.95K
$1.14M
|
|
|
Oct 27, 2021
Q3 2021
|
Ogorek Anthony Joseph
|
BUY
|
- |
171+ 1.31% |
$32.5K - $37.9K
|
13.2K
$5.11M
|
|
|
Oct 06, 2021
Q3 2021
|
Private Trust CO Na
|
BUY
|
- |
169+ 1.43% |
$32.1K - $37.5K
|
12K
$4.63M
|
|
|
Oct 21, 2021
Q3 2021
|
Tfg Advisers LLC
|
BUY
|
- |
169+ 16.27% |
$32.1K - $37.5K
|
1.21K
$466K
|
|
|
Oct 28, 2021
Q3 2021
|
180 Wealth Advisors, LLC
|
BUY
|
- |
167+ 7.51% |
$31.7K - $37K
|
2.39K
$923K
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
165+ 8.08% |
$31.3K - $36.6K
|
2.21K
$852K
|
|
|
Oct 20, 2021
Q3 2021
|
Keudell
|
BUY
|
- |
165+ 2.86% |
$31.3K - $36.6K
|
5.93K
$2.29M
|
|
|
Nov 12, 2021
Q3 2021
|
Woodley Farra Manion Portfolio Management Inc
|
BUY
|
- |
165+ 8.62% |
$31.3K - $36.6K
|
2.08K
$803K
|
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
163New |
$30.9K - $36.1K
|
163
$62.9K
|
|
|
Nov 05, 2021
Q3 2021
|
Eagle Claw Capital Managment, LLC
Boston, MA |
BUY
|
- |
163+ 1.14% |
$30.9K - $36.1K
|
14.5K
$5.59M
|
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
162+ 6.5% |
$30.8K - $35.9K
|
2.66K
$1.03M
|
|
|
Oct 22, 2021
Q3 2021
|
Trust CO Of Vermont
|
BUY
|
- |
161+ 1.39% |
$30.6K - $35.7K
|
11.7K
$4.53M
|
|
|
Nov 12, 2021
Q3 2021
|
Beck Capital Management, LLC
Austin, TX |
BUY
|
- |
161+ 1.52% |
$30.6K - $35.7K
|
10.8K
$4.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
159+ 10.74% |
$30.2K - $35.2K
|
1.64K
$633K
|
|
|
Oct 28, 2021
Q3 2021
|
Fernwood Investment Management, LLC
Quincy, MA |
BUY
|
- |
157+ 4.7% |
$29.8K - $34.8K
|
3.5K
$1.35M
|
|
|
Nov 10, 2021
Q3 2021
|
Systematic Alpha Investments, LLC
Princeton, NJ |
BUY
|
- |
157New |
$29.8K - $34.8K
|
157
$60.6K
|
|
|
Apr 19, 2024
Q3 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
154+ 4.37% |
$29.2K - $34.1K
|
3.68K
$1.42M
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
153+ 3.85% |
$29K - $33.9K
|
4.13K
$1.59M
|
|
|
Oct 13, 2021
Q3 2021
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
153+ 7.74% |
$29K - $33.9K
|
2.13K
$822K
|
|
|
Nov 15, 2021
Q3 2021
|
Plancorp, LLC
|
BUY
|
- |
151+ 9.88% |
$28.7K - $33.5K
|
1.68K
$648K
|
|
|
Nov 12, 2021
Q3 2021
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
150+ 8.64% |
$28.5K - $33.2K
|
1.89K
$728K
|
|
|
Nov 15, 2021
Q3 2021
|
Bowen Hanes & CO Inc
Atlanta, GA |
BUY
|
- |
150+ 1.45% |
$28.5K - $33.2K
|
10.5K
$4.05M
|
|
|
Oct 18, 2021
Q3 2021
|
Steigerwald, Gordon & Koch Inc.
|
BUY
|
- |
144+ 5.08% |
$27.3K - $31.9K
|
2.98K
$1.15M
|
|
|
Oct 14, 2021
Q3 2021
|
Pacific Wealth Strategies Group, Inc.
|
BUY
|
- |
143+ 1.08% |
$27.1K - $31.7K
|
13.4K
$5.18M
|
|
|
Nov 12, 2021
Q3 2021
|
Mirova
Paris, I0 |
BUY
|
- |
140+ 9.73% |
$26.6K - $31K
|
1.58K
$610K
|
|
|
Nov 09, 2021
Q3 2021
|
Mirador Capital Partners LP
|
BUY
|
- |
140+ 4.52% |
$26.6K - $31K
|
3.24K
$1.25M
|
|
|
Nov 05, 2021
Q3 2021
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
140+ 10.03% |
$26.6K - $31K
|
1.54K
$593K
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
138+ 3.19% |
$26.2K - $30.6K
|
4.47K
$1.72M
|