Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Meiji Yasuda Asset Management CO Ltd.
Tokyo, M0 |
BUY
|
- |
396+ 4.28% |
$75.2K - $87.8K
|
9.66K
$3.52M
|
|
|
Nov 15, 2021
Q3 2021
|
Meristem Family Wealth, LLC
Minnetonka, MN |
BUY
|
- |
392+ 24.18% |
$74.4K - $86.9K
|
2.01K
$733K
|
|
|
Nov 10, 2021
Q3 2021
|
Mutual Of America Capital Management LLC
New York, NY |
BUY
|
- |
391+ 0.51% |
$74.2K - $86.7K
|
76.6K
$27.9M
|
|
|
Dec 09, 2021
Q3 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
391+ 5.14% |
$74.2K - $86.7K
|
7.99K
$2.91M
|
|
|
Oct 18, 2021
Q3 2021
|
Heartland Bank & Trust CO
|
BUY
|
- |
390+ 5.52% |
$74K - $86.4K
|
7.46K
$2.72M
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
388+ 7.56% |
$73.7K - $86K
|
5.52K
$2.01M
|
|
|
Oct 28, 2021
Q3 2021
|
Heritage Investors Management Corp
|
BUY
|
- |
386+ 0.24% |
$73.3K - $85.6K
|
161K
$58.7M
|
|
|
Oct 26, 2021
Q3 2021
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
385+ 5.08% |
$73.1K - $85.3K
|
7.97K
$2.9M
|
|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
BUY
|
- |
377+ 21.25% |
$71.6K - $83.6K
|
2.15K
$783K
|
|
|
Oct 27, 2021
Q3 2021
|
Beddow Capital Management Inc
|
BUY
|
- |
375+ 30.24% |
$71.2K - $83.1K
|
1.62K
$588K
|
|
|
Oct 20, 2021
Q3 2021
|
Venture Visionary Partners LLC
|
BUY
|
- |
370+ 4.36% |
$70.2K - $82K
|
8.85K
$3.22M
|
|
|
Nov 12, 2021
Q3 2021
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
369+ 6.56% |
$70.1K - $81.8K
|
6K
$2.18M
|
|
|
Oct 12, 2021
Q3 2021
|
Webster Bank, N. A.
|
BUY
|
- |
368+ 2.61% |
$69.9K - $81.6K
|
14.5K
$5.28M
|
|
|
Oct 27, 2021
Q3 2021
|
Patton Albertson Miller Group, LLC
|
BUY
|
- |
360+ 13.62% |
$68.3K - $79.8K
|
3K
$1.09M
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
357+ 4.56% |
$67.8K - $79.1K
|
8.19K
$2.98M
|
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
BUY
|
- |
355+ 38.05% |
$67.4K - $78.7K
|
1.29K
$469K
|
|
|
Nov 08, 2021
Q3 2021
|
Trustcore Financial Services, LLC
|
BUY
|
- |
354+ 3.0% |
$67.2K - $78.5K
|
12.2K
$4.43M
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
352+ 17.51% |
$66.8K - $78K
|
2.36K
$860K
|
|
|
Oct 13, 2021
Q3 2021
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
351+ 16.92% |
$66.6K - $77.8K
|
2.43K
$884K
|
|
|
Nov 12, 2021
Q3 2021
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
351+ 10.14% |
$66.6K - $77.8K
|
3.81K
$1.39M
|
|
|
Oct 22, 2021
Q3 2021
|
Steph & CO
|
BUY
|
- |
350+ 140.0% |
$66.4K - $77.6K
|
600
$219K
|
|
|
Nov 12, 2021
Q3 2021
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
350+ 23.79% |
$66.4K - $77.6K
|
1.82K
$663K
|
|
|
Nov 15, 2021
Q3 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
349+ 3.57% |
$66.3K - $77.4K
|
10.1K
$3.69M
|
|
|
Nov 02, 2021
Q3 2021
|
Mitchell Capital Management CO
|
BUY
|
- |
346+ 2.67% |
$65.7K - $76.7K
|
13.3K
$4.84M
|
|
|
Oct 15, 2021
Q3 2021
|
Arlington Partners LLC
|
BUY
|
- |
345New |
$65.5K - $76.5K
|
345
$126K
|
|
|
Oct 28, 2021
Q3 2021
|
Harfst & Associates, Inc.
|
BUY
|
- |
338+ 5.34% |
$64.2K - $74.9K
|
6.67K
$2.43M
|
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
338+ 3.07% |
$64.2K - $74.9K
|
11.4K
$4.14M
|
|
|
Nov 15, 2021
Q3 2021
|
Cornercap Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
337+ 2.8% |
$64K - $74.7K
|
12.4K
$4.5M
|
|
|
Oct 12, 2021
Q3 2021
|
American National Bank
|
BUY
|
- |
326+ 1.26% |
$61.9K - $72.3K
|
26.1K
$9.51M
|
|
|
Nov 05, 2021
Q3 2021
|
Bridge Creek Capital Management LLC
|
BUY
|
- |
325+ 1.6% |
$61.7K - $72K
|
20.6K
$7.51M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
321+ 14.41% |
$60.9K - $71.2K
|
2.55K
$928K
|
|
|
Oct 25, 2021
Q3 2021
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
319+ 3.75% |
$60.6K - $70.7K
|
8.82K
$3.21M
|
|
|
Oct 22, 2021
Q3 2021
|
Plimoth Trust CO LLC
|
BUY
|
- |
318+ 4.41% |
$60.4K - $70.5K
|
7.53K
$2.74M
|
|
|
Nov 04, 2021
Q3 2021
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
318+ 34.12% |
$60.4K - $70.5K
|
1.25K
$455K
|
|
|
Oct 06, 2021
Q3 2021
|
First Dallas Securities Inc.
|
BUY
|
- |
315+ 4.84% |
$59.8K - $69.8K
|
6.82K
$2.48M
|
|
|
Nov 02, 2021
Q3 2021
|
Corundum Group, Inc.
|
BUY
|
- |
312+ 16.18% |
$59.2K - $69.2K
|
2.24K
$816K
|
|
|
Nov 12, 2021
Q3 2021
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
312+ 3.69% |
$59.2K - $69.2K
|
8.77K
$3.19M
|
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
311+ 2.14% |
$59K - $68.9K
|
14.8K
$5.41M
|
|
|
Nov 02, 2021
Q3 2021
|
Rnc Capital Management LLC
|
BUY
|
- |
310+ 6.83% |
$58.9K - $68.7K
|
4.85K
$1.77M
|
|
|
Nov 12, 2021
Q3 2021
|
Mitsubishi Ufj Morgan Stanley Securities Co., Ltd.
|
BUY
|
- |
310New |
$58.9K - $68.7K
|
310
$113K
|
|
|
Nov 10, 2021
Q3 2021
|
Zions Bancorporation, N.A.
|
BUY
|
- |
310+ 6.16% |
$58.9K - $68.7K
|
5.35K
$1.95M
|
|
|
Nov 09, 2021
Q3 2021
|
55 I, LLC
Boston, MA |
BUY
|
- |
308+ 12.63% |
$58.5K - $68.3K
|
2.75K
$1M
|
|
|
Oct 21, 2021
Q3 2021
|
Gateway Advisory, LLC
Westfield, NJ |
BUY
|
- |
307+ 1.69% |
$58.3K - $68K
|
18.5K
$6.74M
|
|
|
Nov 09, 2021
Q3 2021
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
307+ 6.3% |
$58.3K - $68K
|
5.18K
$1.89M
|
|
|
Oct 12, 2021
Q3 2021
|
Marquette Asset Management, LLC
|
BUY
|
- |
300New |
$57K - $66.5K
|
300
$109K
|
|
|
Nov 12, 2021
Q3 2021
|
Doyle Wealth Management
St. Petersburg, FL |
BUY
|
- |
300+ 23.72% |
$57K - $66.5K
|
1.57K
$570K
|
|
|
Nov 12, 2021
Q3 2021
|
Smith Group Asset Management, LLC
Dallas, TX |
BUY
|
- |
300New |
$57K - $66.5K
|
300
$109K
|
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
299+ 92.86% |
$56.8K - $66.3K
|
621
$226K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
298+ 6.08% |
$56.6K - $66.1K
|
5.2K
$1.89M
|
|
|
Nov 12, 2021
Q3 2021
|
Pgim Custom Harvest LLC
Newark, NJ |
BUY
|
- |
298+ 25.25% |
$56.6K - $66.1K
|
1.48K
$538K
|