Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
568+ 2.03% |
$108K - $126K
|
28.6K
$10.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
561+ 5.37% |
$107K - $124K
|
11K
$4.01M
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
560+ 3.53% |
$106K - $124K
|
16.4K
$5.99M
|
|
|
Oct 14, 2021
Q3 2021
|
Appleton Partners Inc
|
BUY
|
- |
558+ 30.03% |
$106K - $124K
|
2.42K
$880K
|
|
|
Nov 10, 2021
Q3 2021
|
Cannell & Co.
New York, NY |
BUY
|
- |
555+ 1.77% |
$105K - $123K
|
31.9K
$11.6M
|
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
554+ 7.23% |
$105K - $123K
|
8.21K
$2.99M
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
547+ 13.34% |
$104K - $121K
|
4.65K
$1.69M
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
543+ 72.69% |
$103K - $120K
|
1.29K
$470K
|
|
|
Nov 16, 2021
Q3 2021
|
Nicolet Advisory Services, LLC
Green Bay, WI |
BUY
|
- |
536+ 30.15% |
$102K - $119K
|
2.31K
$843K
|
|
|
Nov 02, 2021
Q3 2021
|
Royal London Asset Management LTD
United Kingdom, X0 |
BUY
|
- |
536+ 0.28% |
$102K - $119K
|
195K
$71.1M
|
|
|
Oct 18, 2022
Q3 2021
|
Royal London Asset Management LTD
United Kingdom, X0 |
BUY
|
- |
536+ 0.28% |
$102K - $119K
|
195K
$71.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Accredited Investors Inc.
|
BUY
|
- |
535+ 39.84% |
$102K - $119K
|
1.88K
$684K
|
|
|
Nov 09, 2021
Q3 2021
|
Jtc Employer Solutions Trustee LTD
|
BUY
|
- |
520+ 130.0% |
$98.7K - $115K
|
920
$335K
|
|
|
Nov 04, 2021
Q3 2021
|
Modera Wealth Management, LLC
|
BUY
|
- |
520+ 46.47% |
$98.7K - $115K
|
1.64K
$597K
|
|
|
Nov 15, 2021
Q3 2021
|
Asset Management Group, Inc.
Stamford, CT |
BUY
|
- |
519+ 5.35% |
$98.5K - $115K
|
10.2K
$3.72M
|
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
BUY
|
- |
515+ 0.79% |
$97.8K - $114K
|
65.4K
$23.8M
|
|
|
Oct 26, 2021
Q3 2021
|
Simmons Bank
|
BUY
|
- |
512+ 2.06% |
$97.2K - $113K
|
25.4K
$9.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Echo Street Capital Management LLC
New York, NY |
BUY
|
- |
504+ 15.24% |
$95.7K - $112K
|
3.81K
$1.39M
|
|
|
Oct 18, 2021
Q3 2021
|
First Financial Corp
|
BUY
|
- |
500+ 30.4% |
$94.9K - $111K
|
2.15K
$781K
|
|
|
Oct 26, 2021
Q3 2021
|
Game Plan Financial Advisors, LLC
|
BUY
|
- |
500+ 33.67% |
$94.9K - $111K
|
1.99K
$723K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
493+ 13.69% |
$93.6K - $109K
|
4.1K
$1.49M
|
|
|
Nov 12, 2021
Q3 2021
|
British Columbia Investment Management Corp
Victoria, A1 |
BUY
|
- |
486+ 0.48% |
$92.3K - $108K
|
101K
$36.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
484+ 6.74% |
$91.9K - $107K
|
7.66K
$2.79M
|
|
|
Nov 12, 2021
Q3 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
479+ 150.16% |
$90.9K - $106K
|
798
$291K
|
|
|
Nov 10, 2021
Q3 2021
|
Argi Investment Services, LLC
|
BUY
|
- |
467+ 8.78% |
$88.7K - $104K
|
5.78K
$2.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
467+ 7.33% |
$88.7K - $104K
|
6.84K
$2.49M
|
|
|
Nov 10, 2021
Q3 2021
|
Hoyle Cohen, LLC
|
BUY
|
- |
450+ 6.84% |
$85.4K - $99.7K
|
7.03K
$2.56M
|
|
|
Oct 22, 2021
Q3 2021
|
Monument Capital Management
|
BUY
|
- |
447+ 2.61% |
$84.9K - $99.1K
|
17.6K
$6.39M
|
|
|
Nov 03, 2021
Q3 2021
|
Wade G W & Inc
Wellesley, MA |
BUY
|
- |
446+ 9.04% |
$84.7K - $98.9K
|
5.38K
$1.96M
|
|
|
Oct 12, 2021
Q3 2021
|
Kmg Fiduciary Partners, LLC
|
BUY
|
- |
445+ 24.83% |
$84.5K - $98.6K
|
2.24K
$815K
|
|
|
Oct 05, 2021
Q3 2021
|
Bremer Bank National Association
|
BUY
|
- |
437+ 26.07% |
$83K - $96.9K
|
2.11K
$770K
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
BUY
|
- |
436+ 12.1% |
$82.8K - $96.6K
|
4.04K
$1.47M
|
|
|
Nov 12, 2021
Q3 2021
|
Consolidated Capital Management, LLC
|
BUY
|
- |
431+ 1.39% |
$81.8K - $95.5K
|
31.4K
$11.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
430+ 32.7% |
$81.6K - $95.3K
|
1.75K
$636K
|
|
|
Oct 28, 2021
Q3 2021
|
Spreng Capital Management, Inc.
|
BUY
|
- |
425+ 4.89% |
$80.7K - $94.2K
|
9.13K
$3.32M
|
|
|
Nov 08, 2021
Q3 2021
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
425+ 28.87% |
$80.7K - $94.2K
|
1.9K
$691K
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
423+ 16.99% |
$80.3K - $93.8K
|
2.91K
$1.06M
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
420+ 8.91% |
$79.7K - $93.1K
|
5.14K
$1.87M
|
|
|
Oct 29, 2021
Q3 2021
|
Benedict Financial Advisors Inc
|
BUY
|
- |
414+ 34.19% |
$78.6K - $91.8K
|
1.63K
$592K
|
|
|
Oct 06, 2021
Q3 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
405New |
$76.9K - $89.8K
|
405
$148K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
404+ 1.46% |
$76.7K - $89.6K
|
28K
$10.2M
|
|
|
Oct 21, 2021
Q3 2021
|
Kinloch Capital, LLC
Glen Allen, VA |
BUY
|
- |
404+ 3.87% |
$76.7K - $89.6K
|
10.8K
$3.95M
|
|
|
Nov 12, 2021
Q3 2021
|
Empirical Finance, LLC
|
BUY
|
- |
403+ 6.16% |
$76.5K - $89.3K
|
6.94K
$2.53M
|
|
|
Nov 09, 2021
Q3 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
403+ 22.73% |
$76.5K - $89.3K
|
2.18K
$792K
|
|
|
Oct 21, 2021
Q3 2021
|
Slow Capital, Inc.
|
BUY
|
- |
402+ 3.24% |
$76.3K - $89.1K
|
12.8K
$4.66M
|
|
|
Jun 07, 2022
Q3 2021
|
True North Advisors, LLC
|
BUY
|
- |
400+ 4.24% |
$75.9K - $88.7K
|
9.84K
$3.58M
|
|
|
Nov 02, 2021
Q3 2021
|
Sage Private Wealth Group, LLC
|
BUY
|
- |
400New |
$75.9K - $88.7K
|
400
$146K
|
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Securities, LLC
|
BUY
|
- |
400+ 37.99% |
$75.9K - $88.7K
|
1.45K
$529K
|
|
|
Nov 15, 2021
Q3 2021
|
Financial Advisory Service, Inc.
|
BUY
|
- |
400+ 20.41% |
$75.9K - $88.7K
|
2.36K
$860K
|
|
|
Sep 10, 2024
Q3 2021
|
Summit Wealth Partners, LLC
Orlando, FL |
BUY
|
- |
400+ 20.59% |
$75.9K - $88.7K
|
2.34K
$853K
|