Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Sigma Investment Counselors Inc
|
BUY
|
- |
1.25K+ 4.67% |
$237K - $277K
|
27.9K
$10.2M
|
|
|
Oct 14, 2021
Q3 2021
|
Latitude Advisors, LLC
|
BUY
|
- |
1.24K+ 85.56% |
$236K - $276K
|
2.7K
$982K
|
|
|
Oct 04, 2021
Q3 2021
|
Private Asset Management Inc
|
BUY
|
- |
1.23K+ 23.21% |
$234K - $273K
|
6.53K
$2.38M
|
|
|
Nov 16, 2021
Q3 2021
|
Principle Wealth Partners LLC
|
BUY
|
- |
1.23K+ 6.35% |
$233K - $272K
|
20.6K
$7.48M
|
|
|
Nov 12, 2021
Q3 2021
|
Engine No. 1 LLC
San Francisco, CA |
BUY
|
- |
1.21K+ 69.65% |
$230K - $269K
|
2.96K
$1.08M
|
|
|
Nov 10, 2021
Q3 2021
|
Ntv Asset Management LLC
|
BUY
|
- |
1.2KNew |
$228K - $267K
|
1.2K
$438K
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
1.19K+ 9.43% |
$226K - $264K
|
13.8K
$5.03M
|
|
|
Nov 15, 2021
Q3 2021
|
Regentatlantic Capital LLC
Morristown, NJ |
BUY
|
- |
1.15K+ 4.46% |
$219K - $255K
|
27K
$9.82M
|
|
|
Oct 14, 2021
Q3 2021
|
Atwater Malick LLC
|
BUY
|
- |
1.13K+ 3.13% |
$215K - $251K
|
37.3K
$13.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
1.13K+ 30.2% |
$214K - $250K
|
4.85K
$1.77M
|
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
1.12K+ 2.37% |
$212K - $248K
|
48.4K
$17.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
1.11K+ 26.82% |
$211K - $246K
|
5.25K
$1.91M
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.11K+ 6.68% |
$210K - $245K
|
17.7K
$6.43M
|
|
|
Nov 03, 2021
Q3 2021
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
BUY
|
- |
1.1KNew |
$209K - $244K
|
1.1K
$400K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.09K+ 50.25% |
$208K - $242K
|
3.27K
$1.19M
|
|
|
Nov 15, 2021
Q3 2021
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
1.09KNew |
$207K - $242K
|
1.09K
$397K
|
|
|
Nov 10, 2021
Q3 2021
|
Fusion Capital, LLC
|
BUY
|
- |
1.09K+ 6.04% |
$206K - $241K
|
19.1K
$6.94M
|
|
|
Oct 26, 2021
Q3 2021
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
1.05KNew |
$198K - $232K
|
1.05K
$380K
|
|
|
Jan 13, 2022
Q3 2021
|
Diversified Trust CO
|
BUY
|
- |
1.04K+ 13.38% |
$198K - $231K
|
8.82K
$3.21M
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.04K+ 19.6% |
$197K - $230K
|
6.33K
$2.3M
|
|
|
Oct 21, 2021
Q3 2021
|
Arrow Financial Corp
|
BUY
|
- |
1.04K+ 22.68% |
$197K - $230K
|
5.6K
$2.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Siemens Fonds Invest Gmb H
Munich, 2M |
BUY
|
- |
1.04K+ 6.15% |
$196K - $229K
|
17.9K
$6.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
1.03K+ 23.77% |
$195K - $227K
|
5.34K
$1.94M
|
|
|
Nov 05, 2021
Q3 2021
|
D L Carlson Investment Group Inc
Concord, NH |
BUY
|
- |
1.03K+ 3.98% |
$195K - $227K
|
26.8K
$9.75M
|
|
|
Oct 27, 2021
Q3 2021
|
Physicians Financial Services, Inc.
Raleigh, NC |
BUY
|
- |
1.01K+ 5.84% |
$192K - $225K
|
18.4K
$6.68M
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
1K+ 17.45% |
$190K - $222K
|
6.75K
$2.46M
|
|
|
Oct 28, 2021
Q3 2021
|
Amg National Trust Bank
|
BUY
|
- |
1K+ 16.4% |
$190K - $222K
|
7.1K
$2.58M
|
|
|
Oct 27, 2021
Q3 2021
|
Solstein Capital, LLC
Menlo Park, CA |
BUY
|
- |
1K+ 32.53% |
$190K - $222K
|
4.07K
$1.48M
|
|
|
Oct 20, 2021
Q3 2021
|
44 Wealth Management LLC
|
BUY
|
- |
997+ 34.38% |
$189K - $221K
|
3.9K
$1.42M
|
|
|
Nov 04, 2021
Q3 2021
|
Noesis Capital Mangement Corp
|
BUY
|
- |
986+ 2.42% |
$187K - $219K
|
41.7K
$15.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
985+ 39.17% |
$187K - $218K
|
3.5K
$1.27M
|
|
|
Nov 05, 2021
Q3 2021
|
Argent Advisors, Inc.
Monroe, LA |
BUY
|
- |
979+ 14.92% |
$186K - $217K
|
7.54K
$2.74M
|
|
|
Nov 09, 2021
Q3 2021
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
969+ 14.58% |
$184K - $215K
|
7.61K
$2.77M
|
|
|
Nov 10, 2021
Q3 2021
|
King Luther Capital Management Corp
Fort Worth, TX |
BUY
|
- |
968+ 9.49% |
$184K - $215K
|
11.2K
$4.06M
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
957+ 12.47% |
$182K - $212K
|
8.63K
$3.14M
|
|
|
Nov 15, 2021
Q3 2021
|
New England Asset Management Inc
Farmington, CT |
BUY
|
- |
944New |
$179K - $209K
|
944
$343K
|
|
|
Oct 27, 2021
Q3 2021
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
930+ 42.12% |
$177K - $206K
|
3.14K
$1.14M
|
|
|
Nov 05, 2021
Q3 2021
|
Weatherly Asset Management L. P.
|
BUY
|
- |
922+ 16.2% |
$175K - $204K
|
6.61K
$2.41M
|
|
|
Nov 10, 2021
Q3 2021
|
Marco Investment Management LLC
|
BUY
|
- |
915+ 1.45% |
$174K - $203K
|
63.9K
$23.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Bailard, Inc.
|
BUY
|
- |
910+ 7.56% |
$173K - $202K
|
13K
$4.71M
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
900New |
$171K - $199K
|
900
$327K
|
|
|
Nov 03, 2021
Q3 2021
|
Ridgecrest Wealth Partners, LLC
|
BUY
|
- |
900+ 73.35% |
$171K - $199K
|
2.13K
$774K
|
|
|
Nov 12, 2021
Q3 2021
|
Machina Capital S.A.S.
Paris, I0 |
BUY
|
- |
900+ 40.91% |
$171K - $199K
|
3.1K
$1.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Monetary Management Group Inc
St Louis, MO |
BUY
|
- |
900+ 5.65% |
$171K - $199K
|
16.8K
$6.12M
|
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
874+ 16.47% |
$166K - $194K
|
6.18K
$2.25M
|
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
872+ 37.57% |
$166K - $193K
|
3.19K
$1.16M
|
|
|
Oct 25, 2021
Q3 2021
|
Capital Investment Counsel, Inc
|
BUY
|
- |
871+ 8.47% |
$165K - $193K
|
11.2K
$4.06M
|
|
|
Nov 04, 2021
Q3 2021
|
Choate Investment Advisors
Boston, MA |
BUY
|
- |
850+ 17.87% |
$161K - $188K
|
5.61K
$2.04M
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
843+ 5.18% |
$160K - $187K
|
17.1K
$6.23M
|
|
|
Nov 09, 2021
Q3 2021
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
BUY
|
- |
835+ 47.52% |
$159K - $185K
|
2.59K
$943K
|