Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
State Of Wisconsin Investment Board
Madison, WI |
BUY
|
- |
16.3K+ 4.42% |
$3.09M - $3.61M
|
385K
$140M
|
|
|
Nov 12, 2021
Q3 2021
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
BUY
|
- |
16.1KNew |
$3.06M - $3.57M
|
16.1K
$5.87M
|
|
|
Nov 15, 2021
Q3 2021
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
- |
16.1K+ 52.29% |
$3.06M - $3.57M
|
46.9K
$17.1M
|
|
|
Oct 20, 2021
Q3 2021
|
Robeco Institutional Asset Management B.V.
|
BUY
|
- |
15.8K+ 4.57% |
$3.01M - $3.51M
|
363K
$132M
|
|
|
Dec 01, 2022
Q3 2021
|
Robeco Institutional Asset Management B.V.
|
BUY
|
- |
15.8K+ 4.57% |
$3.01M - $3.51M
|
363K
$132M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
15.4K+ 2.11% |
$2.93M - $3.42M
|
747K
$272M
|
|
|
Nov 03, 2021
Q3 2021
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
14.6K+ 474.72% |
$2.78M - $3.24M
|
17.7K
$6.44M
|
|
|
Nov 09, 2021
Q3 2021
|
Teacher Retirement System Of Texas
Austin, TX |
BUY
|
- |
14K+ 10.96% |
$2.66M - $3.11M
|
142K
$51.7M
|
|
|
Nov 15, 2021
Q3 2021
|
High Point Advisor Group LLC
Downers Grove, IL |
BUY
|
- |
13.9K+ 70.79% |
$2.64M - $3.08M
|
33.5K
$12.2M
|
|
|
Oct 29, 2021
Q3 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
13.6K+ 64.61% |
$2.57M - $3M
|
34.5K
$12.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Edgestream Partners, L.P.
Princeton, NJ |
BUY
|
- |
13.4K+ 722.61% |
$2.54M - $2.97M
|
15.2K
$5.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Kcm Investment Advisors LLC
Greenbrae, CA |
BUY
|
- |
13.3K+ 32.91% |
$2.53M - $2.95M
|
53.8K
$19.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
13.1K+ 0.27% |
$2.49M - $2.91M
|
4.79M
$1.74B
|
|
|
Nov 10, 2021
Q3 2021
|
Ally Financial Inc.
Detroit, MI |
BUY
|
- |
13KNew |
$2.47M - $2.88M
|
13K
$4.73M
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
BUY
|
- |
12.3K+ 32.48% |
$2.33M - $2.73M
|
50.1K
$18.2M
|
|
|
Nov 09, 2021
Q3 2021
|
Pine Bridge Investments, L.P.
|
BUY
|
- |
12.2K+ 12.45% |
$2.31M - $2.69M
|
110K
$39.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
12.1K+ 14.35% |
$2.3M - $2.69M
|
96.8K
$35.2M
|
|
|
Oct 26, 2021
Q3 2021
|
Calamos Advisors LLC
|
BUY
|
- |
12K+ 5.75% |
$2.28M - $2.66M
|
221K
$80.3M
|
|
|
Nov 09, 2021
Q3 2021
|
Members Trust CO
|
BUY
|
- |
11.9K+ 109.0% |
$2.25M - $2.63M
|
22.8K
$8.28M
|
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
11.8K+ 18.46% |
$2.25M - $2.62M
|
75.9K
$27.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
11.8K+ 104.22% |
$2.24M - $2.62M
|
23.2K
$8.42M
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
11.6K+ 4.19% |
$2.2M - $2.57M
|
288K
$105M
|
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
BUY
|
- |
11.4K+ 152.89% |
$2.17M - $2.54M
|
18.9K
$6.89M
|
|
|
Nov 04, 2021
Q3 2021
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
11.4K+ 134.16% |
$2.17M - $2.54M
|
20K
$7.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
11.3K+ 308.69% |
$2.15M - $2.51M
|
15K
$5.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
11.2K+ 434.82% |
$2.13M - $2.49M
|
13.8K
$5.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.2KNew |
$2.12M - $2.47M
|
11.2K
$4.06M
|
|
|
Nov 15, 2021
Q3 2021
|
Glenmede Trust CO Na
Philadelphia, PA |
BUY
|
- |
11.1K+ 11.22% |
$2.11M - $2.47M
|
110K
$40.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Zacks Investment Management
Chicago, IL |
BUY
|
- |
11.1K+ 2.91% |
$2.11M - $2.46M
|
393K
$143M
|
|
|
Nov 12, 2021
Q3 2021
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
11.1K+ 48.15% |
$2.1M - $2.45M
|
34K
$12.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
10.9K+ 9.7% |
$2.08M - $2.43M
|
124K
$45M
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
10.9KNew |
$2.07M - $2.42M
|
10.9K
$3.97M
|
|
|
Oct 28, 2021
Q3 2021
|
Illinois Municipal Retirement Fund
|
BUY
|
- |
10.8K+ 24.19% |
$2.05M - $2.39M
|
55.4K
$20.1M
|
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
10.5K+ 498.1% |
$1.99M - $2.32M
|
12.6K
$4.58M
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
BUY
|
- |
10.4K+ 3.7% |
$1.98M - $2.31M
|
292K
$106M
|
|
|
Nov 12, 2021
Q3 2021
|
Bluestein R H & CO LLC
Birmingham, MI |
BUY
|
- |
10.3K+ 5.72% |
$1.95M - $2.28M
|
190K
$69.2M
|
|
|
Aug 06, 2024
Q3 2021
|
Mason Investment Advisory Services, Inc.
Reston, VA |
BUY
|
- |
9.93K+ 684.48% |
$1.88M - $2.2M
|
11.4K
$4.14M
|
|
|
Nov 01, 2021
Q3 2021
|
Kempner Capital Management Inc.
|
BUY
|
- |
9.82KNew |
$1.86M - $2.18M
|
9.82K
$3.57M
|
|
|
Nov 12, 2021
Q3 2021
|
Lavaca Capital LLC
Houston, TX |
BUY
|
- |
9.8K+ 111.76% |
$1.86M - $2.17M
|
18.6K
$6.76M
|
|
|
Oct 26, 2021
Q3 2021
|
Mcrae Capital Management Inc
|
BUY
|
- |
9.71K+ 34.64% |
$1.84M - $2.15M
|
37.7K
$13.7M
|
|
|
Oct 25, 2021
Q3 2021
|
Traynor Capital Management, Inc.
|
BUY
|
- |
9.58KNew |
$1.82M - $2.12M
|
9.58K
$3.48M
|
|
|
Oct 26, 2021
Q3 2021
|
Financial Counselors Inc
|
BUY
|
- |
9.57K+ 5.48% |
$1.82M - $2.12M
|
184K
$67M
|
|
|
Oct 06, 2021
Q3 2021
|
Hodges Capital Management Inc.
|
BUY
|
- |
9.46K+ 193.44% |
$1.8M - $2.1M
|
14.3K
$5.22M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
9.4K+ 7.43% |
$1.78M - $2.08M
|
136K
$49.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
9.37K+ 24.81% |
$1.78M - $2.08M
|
47.1K
$17.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Stevens Capital Management LP
Radnor, PA |
BUY
|
- |
9.27K+ 383.86% |
$1.76M - $2.06M
|
11.7K
$4.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Arabesque Asset Management LTD
London, X0 |
BUY
|
- |
8.24KNew |
$1.56M - $1.83M
|
8.24K
$3M
|
|
|
Nov 12, 2021
Q3 2021
|
Socorro Asset Management LP
Dallas, TX |
BUY
|
- |
8.18K+ 26.66% |
$1.55M - $1.81M
|
38.9K
$14.1M
|
|
|
Oct 12, 2021
Q3 2021
|
Pensionfund Dsm Netherlands
|
BUY
|
- |
8KNew |
$1.52M - $1.77M
|
8K
$2.91M
|
|
|
Nov 17, 2021
Q3 2021
|
Jupiter Wealth Management LLC
Glendale, CO |
BUY
|
- |
7.97KNew |
$1.51M - $1.77M
|
7.97K
$2.9M
|