Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
3.99K+ 9.7% |
$758K - $885K
|
45.2K
$16.4M
|
|
Nov 15, 2021
Q3 2021
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
3.94KNew |
$747K - $873K
|
3.94K
$1.43M
|
|
Nov 04, 2021
Q3 2021
|
Deseret Mutual Benefit Administrators
|
BUY
|
- |
3.84K+ 124.06% |
$729K - $851K
|
6.94K
$2.52M
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.81K+ 22.35% |
$724K - $845K
|
20.9K
$7.59M
|
|
Nov 03, 2021
Q3 2021
|
Us Asset Management LLC
Pittsburgh, PA |
BUY
|
- |
3.81KNew |
$722K - $843K
|
3.81K
$1.38M
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.79K+ 14.75% |
$720K - $841K
|
29.5K
$10.7M
|
|
Nov 12, 2021
Q3 2021
|
Bollard Group LLC
Boston, MA |
BUY
|
- |
3.78K+ 1.99% |
$717K - $838K
|
194K
$70.5M
|
|
Oct 18, 2021
Q3 2021
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
3.78K+ 17.05% |
$717K - $837K
|
25.9K
$9.43M
|
|
Oct 25, 2021
Q3 2021
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
3.78K+ 70.57% |
$717K - $837K
|
9.12K
$3.32M
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
3.74K+ 6.26% |
$710K - $829K
|
63.5K
$23.1M
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
3.7KNew |
$702K - $820K
|
3.7K
$1.35M
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
3.69K+ 33.45% |
$700K - $818K
|
14.7K
$5.35M
|
|
Oct 12, 2021
Q3 2021
|
Trust CO Of Toledo Na
Holland, OH |
BUY
|
- |
3.68K+ 39.5% |
$698K - $815K
|
13K
$4.72M
|
|
Nov 10, 2021
Q3 2021
|
Handelsbanken Fonder Ab
|
BUY
|
- |
3.65K+ 2.57% |
$693K - $809K
|
146K
$53M
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
3.58K+ 202.72% |
$680K - $794K
|
5.35K
$1.95M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
3.42K+ 12.64% |
$648K - $757K
|
30.5K
$11.1M
|
|
Nov 12, 2021
Q3 2021
|
Channing Capital Management, LLC
Chicago, IL |
BUY
|
- |
3.38K+ 18.06% |
$642K - $750K
|
22.1K
$8.05M
|
|
Nov 03, 2021
Q3 2021
|
Souders Financial Advisors
|
BUY
|
- |
3.38KNew |
$641K - $748K
|
3.38K
$1.23M
|
|
Nov 15, 2021
Q3 2021
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
3.36KNew |
$638K - $745K
|
3.36K
$1.22M
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
3.33K+ 55.52% |
$632K - $738K
|
9.32K
$3.39M
|
|
Nov 15, 2021
Q3 2021
|
Capula Management LTD
Grand Cayman, E9 |
BUY
|
- |
3.31K+ 32.91% |
$629K - $735K
|
13.4K
$4.87M
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
3.31K+ 7.74% |
$628K - $733K
|
46.1K
$16.8M
|
|
Oct 21, 2021
Q3 2021
|
Diamant Asset Management, Inc.
|
BUY
|
- |
3.28K+ 94.11% |
$622K - $726K
|
6.76K
$2.46M
|
|
Oct 18, 2021
Q3 2021
|
Ellsworth Advisors, LLC
|
BUY
|
- |
3.25K+ 30.64% |
$618K - $721K
|
13.9K
$5.05M
|
|
Nov 10, 2021
Q3 2021
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
BUY
|
- |
3.21K+ 2.72% |
$610K - $712K
|
121K
$44.1M
|
|
Oct 13, 2021
Q3 2021
|
Silverleafe Capital Partners, LLC
Memphis, TN |
BUY
|
- |
3.2K+ 13.12% |
$607K - $709K
|
27.6K
$10M
|
|
Nov 05, 2021
Q3 2021
|
First National Trust CO
|
BUY
|
- |
3.18K+ 15.4% |
$604K - $705K
|
23.8K
$8.67M
|
|
Nov 09, 2021
Q3 2021
|
Norinchukin Bank, The
Tokyo, M0 |
BUY
|
- |
3.11K+ 4.29% |
$590K - $688K
|
75.5K
$27.5M
|
|
Aug 13, 2024
Q3 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
3.08K+ 44.21% |
$584K - $682K
|
10K
$3.65M
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
3K+ 101.73% |
$570K - $665K
|
5.95K
$2.17M
|
|
Nov 12, 2021
Q3 2021
|
Savant Capital, LLC
|
BUY
|
- |
3K+ 29.01% |
$570K - $665K
|
13.4K
$4.86M
|
|
Nov 16, 2021
Q3 2021
|
Intellectus Partners, LLC
San Francisco, CA |
BUY
|
- |
2.99K+ 57.77% |
$568K - $663K
|
8.17K
$2.97M
|
|
Oct 26, 2021
Q3 2021
|
Edge Capital Group, LLC
|
BUY
|
- |
2.97K+ 6.57% |
$563K - $657K
|
48.1K
$17.5M
|
|
Nov 15, 2021
Q3 2021
|
Silicon Hills Wealth Management, LLC
Austin, TX |
BUY
|
- |
2.9KNew |
$550K - $643K
|
2.9K
$1.05M
|
|
Oct 08, 2021
Q3 2021
|
Oak Harvest Investment Services
|
BUY
|
- |
2.89K+ 11.76% |
$548K - $639K
|
27.4K
$9.98M
|
|
Nov 01, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
2.88KNew |
$547K - $639K
|
2.88K
$1.05M
|
|
Nov 02, 2021
Q3 2021
|
Blue Chip Partners, Inc.
|
BUY
|
- |
2.86K+ 4.95% |
$543K - $634K
|
60.7K
$22.1M
|
|
Nov 01, 2021
Q3 2021
|
Mastrapasqua Asset Management Inc
|
BUY
|
- |
2.85K+ 6.15% |
$541K - $632K
|
49.2K
$17.9M
|
|
Nov 09, 2021
Q3 2021
|
Fukoku Mutual Life Insurance CO
|
BUY
|
- |
2.84K+ 75.13% |
$539K - $630K
|
6.62K
$2.41M
|
|
Oct 14, 2021
Q3 2021
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
2.82K+ 11.26% |
$535K - $624K
|
27.8K
$10.1M
|
|
Nov 12, 2021
Q3 2021
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
BUY
|
- |
2.79K+ 1.63% |
$529K - $618K
|
173K
$63.1M
|
|
Nov 15, 2021
Q3 2021
|
Mirabella Financial Services LLP
London, X0 |
BUY
|
- |
2.78KNew |
$529K - $617K
|
2.78K
$1.01M
|
|
Jan 20, 2022
Q3 2021
|
Gilbert & Cook, Inc.
|
BUY
|
- |
2.78K+ 347.5% |
$528K - $616K
|
3.58K
$1.3M
|
|
Nov 09, 2021
Q3 2021
|
Ieq Capital, LLC
|
BUY
|
- |
2.76K+ 17.06% |
$525K - $613K
|
19K
$6.9M
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.73K+ 2.01% |
$518K - $605K
|
139K
$50.4M
|
|
Nov 15, 2021
Q3 2021
|
Lion Street Advisors, LLC
|
BUY
|
- |
2.73K+ 1364.5% |
$518K - $605K
|
2.93K
$1.07M
|
|
Nov 10, 2021
Q3 2021
|
Westchester Capital Management, Inc.
Omaha, NE |
BUY
|
- |
2.73K+ 3.68% |
$518K - $604K
|
76.8K
$27.9M
|
|
Nov 15, 2021
Q3 2021
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
2.65K+ 137.87% |
$504K - $588K
|
4.58K
$1.67M
|
|
Nov 15, 2021
Q3 2021
|
Twinbeech Capital LP
Purchase, NY |
BUY
|
- |
2.56KNew |
$486K - $568K
|
2.56K
$932K
|
|
Nov 12, 2021
Q3 2021
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
2.52K+ 64.78% |
$479K - $559K
|
6.42K
$2.33M
|