Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
834+ 10.59% |
$158K - $185K
|
8.71K
$3.17M
|
|
|
Oct 13, 2021
Q3 2021
|
Hixon Zuercher, LLC
|
BUY
|
- |
829+ 7.26% |
$157K - $184K
|
12.2K
$4.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Achmea Investment Management B.V.
|
BUY
|
- |
822+ 3.34% |
$156K - $182K
|
25.5K
$9.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
810+ 36.06% |
$154K - $180K
|
3.06K
$1.11M
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
809+ 5.5% |
$154K - $179K
|
15.5K
$5.65M
|
|
|
Nov 09, 2021
Q3 2021
|
Parsons Capital Management Inc
|
BUY
|
- |
808+ 2.33% |
$153K - $179K
|
35.5K
$12.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Inc
|
BUY
|
- |
801+ 1.33% |
$152K - $178K
|
61K
$22.2M
|
|
|
Nov 05, 2021
Q3 2021
|
Citizens Financial Group Inc
|
BUY
|
- |
801+ 11.17% |
$152K - $178K
|
7.98K
$2.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
801+ 75.28% |
$152K - $178K
|
1.87K
$678K
|
|
|
Nov 03, 2021
Q3 2021
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
792+ 43.98% |
$150K - $176K
|
2.59K
$943K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
786+ 3.89% |
$149K - $174K
|
21K
$7.64M
|
|
|
Nov 05, 2021
Q3 2021
|
Aia Group LTD
Hong Kong, K3 |
BUY
|
- |
777+ 48.62% |
$148K - $172K
|
2.38K
$864K
|
|
|
Nov 08, 2021
Q3 2021
|
Northeast Investment Management
|
BUY
|
- |
773+ 4.11% |
$147K - $171K
|
19.6K
$7.13M
|
|
|
Nov 12, 2021
Q3 2021
|
F3 Logic, LLC
|
BUY
|
- |
772+ 5.93% |
$147K - $171K
|
13.8K
$5.02M
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
768+ 2.47% |
$146K - $170K
|
31.8K
$11.6M
|
|
|
Oct 08, 2021
Q3 2021
|
Boltwood Capital Management
|
BUY
|
- |
763+ 7.42% |
$145K - $169K
|
11K
$4.02M
|
|
|
Oct 12, 2021
Q3 2021
|
Windsor Group LTD
|
BUY
|
- |
752+ 8.95% |
$143K - $167K
|
9.15K
$3.33M
|
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
747+ 4.93% |
$142K - $166K
|
15.9K
$5.78M
|
|
|
Nov 02, 2021
Q3 2021
|
Waldron Private Wealth LLC
|
BUY
|
- |
740+ 23.12% |
$140K - $164K
|
3.94K
$1.43M
|
|
|
Oct 15, 2021
Q3 2021
|
City Holding CO
|
BUY
|
- |
724+ 3.05% |
$137K - $160K
|
24.4K
$8.89M
|
|
|
Nov 16, 2021
Q3 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
BUY
|
- |
723+ 2.76% |
$137K - $160K
|
26.9K
$9.79M
|
|
|
Nov 09, 2021
Q3 2021
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
707+ 28.13% |
$134K - $157K
|
3.22K
$1.17M
|
|
|
Nov 12, 2021
Q3 2021
|
Sargent Investment Group, LLC
|
BUY
|
- |
703+ 29.03% |
$133K - $156K
|
3.13K
$1.14M
|
|
|
Nov 02, 2021
Q3 2021
|
Qvr LLC
|
BUY
|
- |
698+ 567.48% |
$133K - $155K
|
821
$299K
|
|
|
Nov 09, 2021
Q3 2021
|
Ashfield Capital Partners, LLC
|
BUY
|
- |
682+ 1.06% |
$129K - $151K
|
65.3K
$23.8M
|
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
681+ 237.28% |
$129K - $151K
|
968
$352K
|
|
|
Oct 19, 2021
Q3 2021
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
680+ 49.24% |
$129K - $151K
|
2.06K
$750K
|
|
|
Nov 15, 2021
Q3 2021
|
Menard Financial Group LLC
Houston, TX |
BUY
|
- |
676+ 16.12% |
$128K - $150K
|
4.87K
$1.77M
|
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
666+ 55.45% |
$126K - $148K
|
1.87K
$679K
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
661+ 3.71% |
$125K - $147K
|
18.5K
$6.72M
|
|
|
Nov 01, 2021
Q3 2021
|
Wd Rutherford LLC
|
BUY
|
- |
650+ 17.02% |
$123K - $144K
|
4.47K
$1.63M
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
650+ 17.38% |
$123K - $144K
|
4.39K
$1.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Sandhill Capital Partners LLC
Buffalo, NY |
BUY
|
- |
641+ 6.77% |
$122K - $142K
|
10.1K
$3.68M
|
|
|
Nov 03, 2021
Q3 2021
|
Treasurer Of The State Of North Carolina
|
BUY
|
- |
640+ 0.27% |
$121K - $142K
|
239K
$87.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Mv Capital Management, Inc.
|
BUY
|
- |
636+ 6.37% |
$121K - $141K
|
10.6K
$3.86M
|
|
|
Nov 12, 2021
Q3 2021
|
North Rock Partners, LLC
|
BUY
|
- |
627+ 21.24% |
$119K - $139K
|
3.58K
$1.3M
|
|
|
Oct 29, 2021
Q3 2021
|
Foster & Motley Inc
Cincinnati, OH |
BUY
|
- |
627+ 5.46% |
$119K - $139K
|
12.1K
$4.41M
|
|
|
Nov 12, 2021
Q3 2021
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
BUY
|
- |
627+ 1.53% |
$119K - $139K
|
41.6K
$15.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
627+ 1.05% |
$119K - $139K
|
60.4K
$22M
|
|
|
Nov 15, 2021
Q3 2021
|
Childress Capital Advisors, LLC
Houston, TX |
BUY
|
- |
614+ 41.88% |
$117K - $136K
|
2.08K
$757K
|
|
|
Nov 03, 2021
Q3 2021
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
606+ 0.92% |
$115K - $134K
|
66.6K
$24.2M
|
|
|
Oct 01, 2021
Q3 2021
|
First Financial Bank Trust Division
Hamilton, OH |
BUY
|
- |
603+ 2.33% |
$114K - $134K
|
26.4K
$9.62M
|
|
|
Nov 08, 2021
Q3 2021
|
Fairfield, Bush & Co.
Darien, CT |
BUY
|
- |
600+ 9.97% |
$114K - $133K
|
6.62K
$2.41M
|
|
|
Oct 08, 2021
Q3 2021
|
Probity Advisors, Inc.
Dallas, TX |
BUY
|
- |
589+ 7.49% |
$112K - $131K
|
8.45K
$3.08M
|
|
|
Nov 09, 2021
Q3 2021
|
Beacon Investment Advisory Services, Inc.
|
BUY
|
- |
586+ 3.32% |
$111K - $130K
|
18.2K
$6.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
576+ 8.96% |
$109K - $128K
|
7.01K
$2.55M
|
|
|
Oct 29, 2021
Q3 2021
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
574+ 5.94% |
$109K - $127K
|
10.2K
$3.72M
|
|
|
Oct 29, 2021
Q3 2021
|
Garner Asset Management Corp
|
BUY
|
- |
571+ 31.94% |
$108K - $127K
|
2.36K
$858K
|
|
|
Nov 15, 2021
Q3 2021
|
Altium Wealth Management LLC
|
BUY
|
- |
570+ 8.45% |
$108K - $126K
|
7.31K
$2.66M
|
|
|
Nov 15, 2021
Q3 2021
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
570+ 1.83% |
$108K - $126K
|
31.8K
$11.6M
|