Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
2.52K+ 64.78% |
$479K - $559K
|
6.42K
$2.48M
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
2.51K+ 3.14% |
$477K - $557K
|
82.5K
$31.9M
|
|
|
Nov 05, 2021
Q3 2021
|
Welch Group, LLC
|
BUY
|
- |
2.45K+ 10.36% |
$466K - $544K
|
26.1K
$10.1M
|
|
|
Nov 09, 2021
Q3 2021
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
2.41K+ 1.3% |
$458K - $535K
|
188K
$72.5M
|
|
|
Oct 15, 2021
Q3 2021
|
Cahaba Wealth Management, Inc.
|
BUY
|
- |
2.4KNew |
$455K - $531K
|
2.4K
$925K
|
|
|
Nov 10, 2021
Q3 2021
|
Nissay Asset Management Corp
Tokyo, M0 |
BUY
|
- |
2.39K+ 4.18% |
$453K - $529K
|
59.5K
$23M
|
|
|
Nov 15, 2021
Q3 2021
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
2.38K+ 2.35% |
$452K - $528K
|
104K
$40M
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
2.37K+ 15.97% |
$450K - $526K
|
17.2K
$6.65M
|
|
|
Nov 16, 2021
Q3 2021
|
Laffer Tengler Investments
Nashville, TN |
BUY
|
- |
2.37K+ 175.06% |
$449K - $524K
|
3.72K
$1.43M
|
|
|
Oct 22, 2021
Q3 2021
|
Culbertson A N & CO Inc
|
BUY
|
- |
2.36K+ 5.86% |
$447K - $522K
|
42.5K
$16.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Glenview Trust CO
Louisville, KY |
BUY
|
- |
2.35K+ 1.74% |
$445K - $520K
|
137K
$52.8M
|
|
|
Nov 01, 2021
Q3 2021
|
Girard Partners Ltd.
|
BUY
|
- |
2.33K+ 421.52% |
$443K - $517K
|
2.88K
$1.11M
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
2.33K+ 10.53% |
$442K - $516K
|
24.4K
$9.43M
|
|
|
Nov 09, 2021
Q3 2021
|
Hyman Charles D
|
BUY
|
- |
2.31K+ 1.5% |
$438K - $512K
|
156K
$60.4M
|
|
|
Nov 09, 2021
Q3 2021
|
Select Asset Management & Trust
Mechanicsburg, PA |
BUY
|
- |
2.27KNew |
$431K - $504K
|
2.27K
$877K
|
|
|
Nov 04, 2021
Q3 2021
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
2.27K+ 2.39% |
$431K - $503K
|
97.1K
$37.5M
|
|
|
Nov 02, 2021
Q3 2021
|
Clearstead Trust, LLC
Portland, ME |
BUY
|
- |
2.26K+ 50.99% |
$429K - $501K
|
6.7K
$2.59M
|
|
|
Oct 28, 2021
Q3 2021
|
Kanawha Capital Management LLC
|
BUY
|
- |
2.25K+ 8.96% |
$428K - $499K
|
27.4K
$10.6M
|
|
|
Oct 28, 2021
Q3 2021
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
BUY
|
- |
2.23K+ 16.73% |
$423K - $494K
|
15.6K
$6M
|
|
|
Nov 15, 2021
Q3 2021
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
2.19K+ 115.97% |
$416K - $486K
|
4.08K
$1.58M
|
|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
2.18K+ 29.78% |
$414K - $483K
|
9.5K
$3.67M
|
|
|
Oct 27, 2021
Q3 2021
|
Trust CO Of Virginia
|
BUY
|
- |
2.15KNew |
$408K - $476K
|
2.15K
$830K
|
|
|
Nov 12, 2021
Q3 2021
|
Delos Wealth Advisors, LLC
Dallas, TX |
BUY
|
- |
2.15K+ 46.95% |
$408K - $476K
|
6.72K
$2.6M
|
|
|
Aug 28, 2024
Q3 2021
|
Farmers National Bank
Danville, KY |
BUY
|
- |
2.14KNew |
$405K - $473K
|
2.14K
$824K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.13K+ 27.22% |
$404K - $472K
|
9.95K
$3.84M
|
|
|
Nov 12, 2021
Q3 2021
|
Vident Investment Advisory, LLC
Alpharetta, GA |
BUY
|
- |
2.13K+ 46.04% |
$404K - $472K
|
6.75K
$2.61M
|
|
|
Oct 26, 2021
Q3 2021
|
First Affirmative Financial Network
|
BUY
|
- |
2.12KNew |
$402K - $469K
|
2.12K
$816K
|
|
|
Nov 15, 2021
Q3 2021
|
Ergoteles LLC
New York, NY |
BUY
|
- |
2.09KNew |
$396K - $463K
|
2.09K
$806K
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
2.05K+ 4.59% |
$390K - $455K
|
46.7K
$18M
|
|
|
Nov 12, 2021
Q3 2021
|
Fort Sheridan Advisors LLC
Highland Park, IL |
BUY
|
- |
2.05KNew |
$388K - $453K
|
2.05K
$789K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
2.04K+ 4.55% |
$387K - $452K
|
46.9K
$18.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Barings LLC
|
BUY
|
- |
2.04K+ 76.74% |
$387K - $451K
|
4.69K
$1.81M
|
|
|
Nov 10, 2021
Q3 2021
|
California Public Employees Retirement System
Sacramento, CA |
BUY
|
- |
2.04K+ 0.17% |
$387K - $451K
|
1.23M
$476M
|
|
|
Oct 12, 2021
Q3 2021
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
2.03KNew |
$385K - $449K
|
2.03K
$782K
|
|
|
Nov 02, 2021
Q3 2021
|
Capital Square, LLC
|
BUY
|
- |
2.03K+ 129.97% |
$384K - $449K
|
3.58K
$1.38M
|
|
|
Nov 10, 2021
Q3 2021
|
Bradley Foster & Sargent Inc
Hartford, CT |
BUY
|
- |
1.99K+ 1.94% |
$378K - $441K
|
105K
$40.4M
|
|
|
Oct 13, 2021
Q3 2021
|
Dt Investment Partners, LLC
|
BUY
|
- |
1.97K+ 14.37% |
$373K - $436K
|
15.7K
$6.05M
|
|
|
Nov 02, 2021
Q3 2021
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
1.96K+ 17.06% |
$372K - $435K
|
13.5K
$5.2M
|
|
|
Oct 13, 2021
Q3 2021
|
Kiley Juergens Wealth Management, LLC
|
BUY
|
- |
1.96K+ 11.67% |
$372K - $434K
|
18.7K
$7.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Lowe Brockenbrough & CO Inc
|
BUY
|
- |
1.95K+ 18.37% |
$370K - $432K
|
12.6K
$4.85M
|
|
|
Nov 05, 2021
Q3 2021
|
Adell Harriman & Carpenter Inc
|
BUY
|
- |
1.95K+ 27.37% |
$370K - $432K
|
9.08K
$3.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
BUY
|
- |
1.95K+ 274.12% |
$370K - $432K
|
2.66K
$1.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Ark Alternatives, LLC
Chicago, IL |
BUY
|
- |
1.94KNew |
$368K - $430K
|
1.94K
$749K
|
|
|
Nov 12, 2021
Q3 2021
|
Trinity Point Wealth, LLC
|
BUY
|
- |
1.88KNew |
$357K - $417K
|
1.88K
$726K
|
|
|
Oct 02, 2024
Q3 2021
|
Cannon Financial Strategists, Inc.
Athens, GA |
BUY
|
- |
1.88KNew |
$357K - $417K
|
1.88K
$726K
|
|
|
Oct 25, 2021
Q3 2021
|
Members Capital Advisors Inc
|
BUY
|
- |
1.87K+ 28.07% |
$354K - $413K
|
8.51K
$3.28M
|
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
1.86KNew |
$354K - $413K
|
1.86K
$719K
|
|
|
Nov 10, 2021
Q3 2021
|
Compton Capital Management Inc
|
BUY
|
- |
1.85KNew |
$351K - $410K
|
1.85K
$714K
|
|
|
Oct 21, 2021
Q3 2021
|
Kessler Investment Group, LLC
|
BUY
|
- |
1.84K+ 3682.0% |
$349K - $408K
|
1.89K
$730K
|
|
|
Nov 01, 2021
Q3 2021
|
La Fleur & Godfrey LLC
|
BUY
|
- |
1.84K+ 3.29% |
$349K - $407K
|
57.8K
$22.3M
|