Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
1.82K+ 13.96% |
$346K - $404K
|
14.9K
$5.41M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.81K+ 2.9% |
$344K - $401K
|
64.2K
$23.4M
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
1.8K+ 23.7% |
$342K - $399K
|
9.4K
$3.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
1.79K+ 46.81% |
$340K - $397K
|
5.62K
$2.05M
|
|
|
Oct 25, 2021
Q3 2021
|
Shoker Investment Counsel, Inc.
Oxford, OH |
BUY
|
- |
1.78KNew |
$338K - $394K
|
1.78K
$647K
|
|
|
Nov 01, 2021
Q3 2021
|
Kavar Capital Partners Group, LLC
Leawood, KS |
BUY
|
- |
1.78KNew |
$337K - $393K
|
1.78K
$646K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.76K+ 4.41% |
$335K - $391K
|
41.8K
$15.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Gables Capital Management Inc.
|
BUY
|
- |
1.76K+ 30.72% |
$334K - $390K
|
7.49K
$2.72M
|
|
|
Nov 15, 2021
Q3 2021
|
Paradiem, LLC
|
BUY
|
- |
1.74K+ 8.14% |
$331K - $386K
|
23.1K
$8.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Fosun International LTD
|
BUY
|
- |
1.74K+ 42.75% |
$330K - $386K
|
5.81K
$2.11M
|
|
|
Nov 09, 2021
Q3 2021
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
1.74K+ 3.41% |
$330K - $385K
|
52.6K
$19.1M
|
|
|
Oct 28, 2021
Q3 2021
|
Community Bank, N.A.
|
BUY
|
- |
1.73K+ 9.17% |
$329K - $384K
|
20.6K
$7.5M
|
|
|
Oct 21, 2021
Q3 2021
|
First American Trust, Fsb
|
BUY
|
- |
1.73K+ 4.26% |
$328K - $383K
|
42.2K
$15.4M
|
|
|
Oct 14, 2021
Q3 2021
|
Foundry Partners, LLC
|
BUY
|
- |
1.73K+ 1.39% |
$327K - $382K
|
125K
$45.6M
|
|
|
Oct 08, 2021
Q3 2021
|
Veriti Management LLC
|
BUY
|
- |
1.68K+ 18.91% |
$319K - $372K
|
10.6K
$3.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
1.62K+ 25.75% |
$307K - $359K
|
7.9K
$2.87M
|
|
|
Aug 25, 2023
Q3 2021
|
Financial & Tax Architects, LLC
St Louis, MO |
BUY
|
- |
1.61K+ 11.16% |
$306K - $357K
|
16.1K
$5.84M
|
|
|
Oct 15, 2021
Q3 2021
|
Meridian Wealth Management, LLC
|
BUY
|
- |
1.61K+ 8.35% |
$305K - $357K
|
20.9K
$7.59M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
1.6KNew |
$303K - $354K
|
1.6K
$580K
|
|
|
Oct 14, 2021
Q3 2021
|
Xr Securities LLC
|
BUY
|
- |
1.58KNew |
$301K - $351K
|
1.58K
$576K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
1.58K+ 4.61% |
$301K - $351K
|
35.9K
$13.1M
|
|
|
Oct 29, 2021
Q3 2021
|
Strategic Capital Advisers, Inc.
|
BUY
|
- |
1.58K+ 15.32% |
$300K - $350K
|
11.9K
$4.33M
|
|
|
Nov 12, 2021
Q3 2021
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
1.58K+ 28.59% |
$299K - $349K
|
7.08K
$2.58M
|
|
|
Oct 25, 2021
Q3 2021
|
Meridian Financial Partners LLC
|
BUY
|
- |
1.56KNew |
$296K - $346K
|
1.56K
$568K
|
|
|
Nov 08, 2021
Q3 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
1.55KNew |
$295K - $344K
|
1.55K
$565K
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
1.55K+ 0.15% |
$294K - $343K
|
1.05M
$382M
|
|
|
Nov 09, 2021
Q3 2021
|
Bank Of The West
|
BUY
|
- |
1.52K+ 10.98% |
$289K - $338K
|
15.4K
$5.6M
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.52K+ 3.69% |
$288K - $336K
|
42.6K
$15.5M
|
|
|
Nov 02, 2021
Q3 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
BUY
|
- |
1.51KNew |
$287K - $335K
|
1.51K
$549K
|
|
|
Nov 18, 2021
Q3 2021
|
National Pension Service
Jeonju Si, Jeollabuk Do, M5 |
BUY
|
- |
1.5K+ 0.21% |
$285K - $332K
|
733K
$267M
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
BUY
|
- |
1.47K+ 5.12% |
$280K - $327K
|
30.2K
$11M
|
|
|
Oct 12, 2021
Q3 2021
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
1.42KNew |
$270K - $315K
|
1.42K
$517K
|
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.4K+ 421.02% |
$266K - $311K
|
1.74K
$631K
|
|
|
Oct 19, 2021
Q3 2021
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
1.39K+ 95.07% |
$264K - $308K
|
2.85K
$1.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Caxton Associates LP
New York, NY |
BUY
|
- |
1.39K+ 143.97% |
$263K - $307K
|
2.35K
$854K
|
|
|
Nov 02, 2021
Q3 2021
|
Pb Mares Wealth Management LLC
|
BUY
|
- |
1.38KNew |
$262K - $306K
|
1.38K
$502K
|
|
|
Nov 15, 2021
Q3 2021
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
1.38K+ 0.56% |
$261K - $305K
|
245K
$89.3M
|
|
|
Oct 14, 2021
Q3 2021
|
Stock Yards Bank & Trust CO
Louisville, KY |
BUY
|
- |
1.37K+ 1.75% |
$260K - $303K
|
79.5K
$28.9M
|
|
|
Oct 19, 2021
Q3 2021
|
Northwest Investment Counselors, LLC
|
BUY
|
- |
1.36K+ 5.74% |
$258K - $302K
|
25.1K
$9.12M
|
|
|
Nov 08, 2021
Q3 2021
|
Marcum Wealth, LLC
|
BUY
|
- |
1.35K+ 85.94% |
$255K - $298K
|
2.91K
$1.06M
|
|
|
Nov 16, 2021
Q3 2021
|
Frisch Financial Group, Inc.
Melville, NY |
BUY
|
- |
1.34KNew |
$254K - $296K
|
1.34K
$486K
|
|
|
Oct 13, 2021
Q3 2021
|
West Hill Financial Advisors, Inc.
|
BUY
|
- |
1.33KNew |
$253K - $295K
|
1.33K
$485K
|
|
|
Nov 12, 2021
Q3 2021
|
Jsf Financial, LLC
|
BUY
|
- |
1.32KNew |
$251K - $293K
|
1.32K
$481K
|
|
|
Nov 12, 2021
Q3 2021
|
Petix & Botte CO
|
BUY
|
- |
1.31KNew |
$249K - $291K
|
1.31K
$477K
|
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
1.31K+ 44.92% |
$248K - $289K
|
4.21K
$1.53M
|
|
|
Nov 12, 2021
Q3 2021
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
1.3KNew |
$246K - $287K
|
1.3K
$472K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.29K+ 21.9% |
$245K - $287K
|
7.2K
$2.62M
|
|
|
Oct 19, 2021
Q3 2021
|
Fluent Financial, LLC
|
BUY
|
- |
1.29K+ 12.69% |
$244K - $285K
|
11.4K
$4.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Ground Swell Capital, LLC
Folly Beach, SC |
BUY
|
- |
1.26KNew |
$239K - $279K
|
1.26K
$458K
|
|
|
Nov 01, 2021
Q3 2021
|
Oxinas Partners Wealth Management LLC
|
BUY
|
- |
1.25KNew |
$238K - $278K
|
1.25K
$455K
|