Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2021
Q3 2021
|
Richard C. Young & Co., Ltd.
|
BUY
|
- |
297+ 0.62% |
$56.4K - $65.8K
|
48.3K
$17.6M
|
|
|
Oct 29, 2021
Q3 2021
|
Maryland State Retirement & Pension System
|
BUY
|
- |
296+ 0.71% |
$56.2K - $65.6K
|
41.8K
$15.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
293+ 24.98% |
$55.6K - $64.9K
|
1.47K
$534K
|
|
|
Nov 15, 2021
Q3 2021
|
Columbia Asset Management
Ann Arbor, MI |
BUY
|
- |
287+ 1.25% |
$54.5K - $63.6K
|
23.2K
$8.45M
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
283+ 9.14% |
$53.7K - $62.7K
|
3.38K
$1.23M
|
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
274+ 1.27% |
$52K - $60.7K
|
21.9K
$7.98M
|
|
|
Nov 17, 2021
Q3 2021
|
Consolidated Planning Corp
Atlanta, GA |
BUY
|
- |
270New |
$51.3K - $59.8K
|
270
$98.3K
|
|
|
Nov 03, 2021
Q3 2021
|
Montgomery Investment Management Inc
|
BUY
|
- |
270+ 1.48% |
$51.3K - $59.8K
|
18.5K
$6.75M
|
|
|
Nov 17, 2021
Q3 2021
|
Kentucky Retirement Systems
Frankfort, KY |
BUY
|
- |
270+ 0.85% |
$51.3K - $59.8K
|
32.2K
$11.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
263+ 17.41% |
$49.9K - $58.3K
|
1.77K
$646K
|
|
|
Nov 12, 2021
Q3 2021
|
Boston Financial Mangement LLC
Boston, MA |
BUY
|
- |
259+ 9.96% |
$49.2K - $57.4K
|
2.86K
$1.04M
|
|
|
Nov 10, 2021
Q3 2021
|
Parsec Financial Management, Inc.
|
BUY
|
- |
254+ 10.12% |
$48.2K - $56.3K
|
2.76K
$1.01M
|
|
|
Nov 12, 2021
Q3 2021
|
Rb Capital Management, LLC
|
BUY
|
- |
254+ 3.17% |
$48.2K - $56.3K
|
8.27K
$3.01M
|
|
|
May 31, 2023
Q3 2021
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
254+ 12.6% |
$48.2K - $56.3K
|
2.27K
$827K
|
|
|
Oct 21, 2021
Q3 2021
|
Tufton Capital Management
|
BUY
|
- |
253+ 0.46% |
$48K - $56.1K
|
54.7K
$19.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
253+ 20.52% |
$48K - $56.1K
|
1.49K
$541K
|
|
|
Jul 11, 2022
Q3 2021
|
Range Financial Group LLC
|
BUY
|
- |
251+ 13.95% |
$47.6K - $55.6K
|
2.05K
$747K
|
|
|
Oct 08, 2021
Q3 2021
|
Eclectic Associates Inc
|
BUY
|
- |
250+ 15.86% |
$47.5K - $55.4K
|
1.83K
$665K
|
|
|
Oct 29, 2021
Q3 2021
|
Wealth Management Partners, LLC
|
BUY
|
- |
250+ 8.25% |
$47.5K - $55.4K
|
3.28K
$1.2M
|
|
|
Nov 09, 2021
Q3 2021
|
Guyasuta Investment Advisors Inc
|
BUY
|
- |
250+ 2.01% |
$47.5K - $55.4K
|
12.7K
$4.63M
|
|
|
Nov 16, 2021
Q3 2021
|
Requisite Capital Management, LLC
|
BUY
|
- |
250+ 11.35% |
$47.5K - $55.4K
|
2.45K
$893K
|
|
|
Nov 16, 2021
Q3 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
247+ 6.41% |
$46.9K - $54.8K
|
4.1K
$1.49M
|
|
|
Oct 08, 2021
Q3 2021
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
243+ 105.19% |
$46.1K - $53.9K
|
474
$173K
|
|
|
Oct 22, 2021
Q3 2021
|
Allen Capital Group, LLC
|
BUY
|
- |
242+ 5.55% |
$45.9K - $53.6K
|
4.6K
$1.68M
|
|
|
Oct 08, 2021
Q3 2021
|
Modus Advisors, LLC
|
BUY
|
- |
238+ 2.3% |
$45.2K - $52.8K
|
10.6K
$3.86M
|
|
|
Nov 12, 2021
Q3 2021
|
E Fund Management Co., Ltd.
Guangzhou, F4 |
BUY
|
- |
236+ 24.63% |
$44.8K - $52.3K
|
1.19K
$435K
|
|
|
Nov 12, 2021
Q3 2021
|
Meiji Yasuda Life Insurance CO
Tokyo, M0 |
BUY
|
- |
235+ 2.56% |
$44.6K - $52.1K
|
9.41K
$3.43M
|
|
|
Nov 12, 2021
Q3 2021
|
Elgethun Capital Management
Sioux Falls, SD |
BUY
|
- |
232+ 27.17% |
$44K - $51.4K
|
1.09K
$396K
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
BUY
|
- |
229+ 2.36% |
$43.5K - $50.8K
|
9.92K
$3.61M
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
229+ 3.2% |
$43.5K - $50.8K
|
7.38K
$2.69M
|
|
|
Nov 05, 2021
Q3 2021
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
BUY
|
- |
229+ 7.56% |
$43.5K - $50.8K
|
3.26K
$1.19M
|
|
|
Nov 12, 2021
Q3 2021
|
Smith Shellnut Wilson LLC
|
BUY
|
- |
226+ 17.78% |
$42.9K - $50.1K
|
1.5K
$545K
|
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
226+ 22.94% |
$42.9K - $50.1K
|
1.21K
$441K
|
|
|
Nov 12, 2021
Q3 2021
|
Westhampton Capital, LLC
|
BUY
|
- |
225+ 6.18% |
$42.7K - $49.9K
|
3.87K
$1.41M
|
|
|
Nov 12, 2021
Q3 2021
|
Dana Investment Advisors, Inc.
Brookfield, WI |
BUY
|
- |
225+ 2.48% |
$42.7K - $49.9K
|
9.3K
$3.39M
|
|
|
Oct 14, 2021
Q3 2021
|
Columbia Trust CO 01012016
|
BUY
|
- |
224+ 2.78% |
$42.5K - $49.7K
|
8.29K
$3.02M
|
|
|
Nov 10, 2021
Q3 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
222+ 4.28% |
$42.1K - $49.2K
|
5.41K
$1.97M
|
|
|
Oct 22, 2021
Q3 2021
|
Pds Planning, Inc
|
BUY
|
- |
221+ 20.11% |
$42K - $49K
|
1.32K
$481K
|
|
|
Nov 18, 2021
Q3 2021
|
Orleans Capital Management Corp
Mandeville, LA |
BUY
|
- |
220+ 4.06% |
$41.8K - $48.8K
|
5.64K
$2.05M
|
|
|
Oct 14, 2021
Q3 2021
|
Procyon Advisors, LLC
|
BUY
|
- |
215+ 3.41% |
$40.8K - $47.7K
|
6.52K
$2.37M
|
|
|
Oct 26, 2021
Q3 2021
|
Full Sail Capital, LLC
Oklahoma City, OK |
BUY
|
- |
215+ 11.04% |
$40.8K - $47.7K
|
2.16K
$787K
|
|
|
Nov 02, 2021
Q3 2021
|
Center Star Asset Management, LLC
|
BUY
|
- |
214+ 8.56% |
$40.6K - $47.4K
|
2.72K
$989K
|
|
|
Nov 04, 2021
Q3 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
214+ 5.52% |
$40.6K - $47.4K
|
4.09K
$1.49M
|
|
|
Oct 25, 2021
Q3 2021
|
Monte Financial Group, LLC
|
BUY
|
- |
213+ 0.98% |
$40.4K - $47.2K
|
22K
$8.01M
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
209+ 9.01% |
$39.7K - $46.3K
|
2.53K
$921K
|
|
|
Nov 12, 2021
Q3 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
206New |
$39.1K - $45.7K
|
206
$75K
|
|
|
Nov 01, 2021
Q3 2021
|
Acg Wealth
|
BUY
|
- |
202+ 11.66% |
$38.3K - $44.8K
|
1.94K
$705K
|
|
|
Nov 12, 2021
Q3 2021
|
Krane Funds Advisors LLC
New York, NY |
BUY
|
- |
201+ 7.87% |
$38.2K - $44.6K
|
2.75K
$1M
|
|
|
Oct 08, 2021
Q3 2021
|
Carnegie Capital Asset Management, LLC
|
BUY
|
- |
200+ 9.06% |
$38K - $44.3K
|
2.41K
$877K
|
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
200New |
$38K - $44.3K
|
200
$72.8K
|