Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
98+ 1.21% |
$18.6K - $21.7K
|
8.17K
$2.97M
|
|
|
Nov 10, 2021
Q3 2021
|
Community Bank & Trust, Waco, Texas
Waco, TX |
BUY
|
- |
98+ 0.47% |
$18.6K - $21.7K
|
20.8K
$7.54M
|
|
|
Nov 15, 2021
Q3 2021
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
96+ 0.64% |
$18.2K - $21.3K
|
15.2K
$5.52M
|
|
|
Oct 28, 2021
Q3 2021
|
First American Bank
Dundee, IL |
BUY
|
- |
96+ 5.8% |
$18.2K - $21.3K
|
1.75K
$635K
|
|
|
Nov 10, 2021
Q3 2021
|
Roundview Capital LLC
Princeton, NJ |
BUY
|
- |
94+ 0.63% |
$17.8K - $20.8K
|
15K
$5.43M
|
|
|
Oct 21, 2021
Q3 2021
|
Aaron Wealth Advisors LLC
|
BUY
|
- |
93+ 5.5% |
$17.7K - $20.6K
|
1.78K
$647K
|
|
|
Oct 12, 2021
Q3 2021
|
Family Legacy, Inc.
|
BUY
|
- |
93+ 0.55% |
$17.7K - $20.6K
|
17.1K
$6.19M
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
90+ 1.37% |
$17.1K - $19.9K
|
6.64K
$2.41M
|
|
|
Nov 09, 2021
Q3 2021
|
Essex Investment Management CO LLC
Boston, MA |
BUY
|
- |
90+ 0.35% |
$17.1K - $19.9K
|
25.8K
$9.38M
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
89+ 2.66% |
$16.9K - $19.7K
|
3.44K
$1.25M
|
|
|
Nov 09, 2021
Q3 2021
|
Wealth Architects, LLC
|
BUY
|
- |
88+ 2.7% |
$16.7K - $19.5K
|
3.34K
$1.21M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
84+ 0.7% |
$15.9K - $18.6K
|
12.1K
$4.39M
|
|
|
Oct 14, 2021
Q3 2021
|
Canton Hathaway, LLC
|
BUY
|
- |
82+ 60.74% |
$15.6K - $18.2K
|
217
$78.8K
|
|
|
Oct 13, 2021
Q3 2021
|
Allied Investment Advisors, LLC
|
BUY
|
- |
81+ 0.22% |
$15.4K - $18K
|
36.5K
$13.2M
|
|
|
Oct 29, 2021
Q3 2021
|
Harvest Investment Services, LLC
|
BUY
|
- |
81+ 2.81% |
$15.4K - $18K
|
2.96K
$1.08M
|
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
BUY
|
- |
81+ 2.31% |
$15.4K - $18K
|
3.58K
$1.3M
|
|
|
Nov 02, 2021
Q3 2021
|
Northstar Group, Inc.
|
BUY
|
- |
81+ 2.72% |
$15.4K - $18K
|
3.06K
$1.11M
|
|
|
Oct 22, 2021
Q3 2021
|
Gateway Investment Advisers LLC
|
BUY
|
- |
80+ 0.03% |
$15.2K - $17.7K
|
235K
$85.1M
|
|
|
Oct 27, 2021
Q3 2021
|
Bank Hapoalim Bm
|
BUY
|
- |
80+ 3.93% |
$15.2K - $17.7K
|
2.12K
$769K
|
|
|
Nov 16, 2021
Q3 2021
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
80+ 10.96% |
$15.2K - $17.7K
|
810
$294K
|
|
|
Oct 13, 2021
Q3 2021
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
76+ 3.84% |
$14.4K - $16.8K
|
2.06K
$747K
|
|
|
Oct 18, 2021
Q3 2021
|
Clarius Group, LLC
Seattle, WA |
BUY
|
- |
76+ 1.31% |
$14.4K - $16.8K
|
5.87K
$2.13M
|
|
|
Oct 08, 2021
Q3 2021
|
Vigilant Capital Management, LLC
|
BUY
|
- |
75+ 2.53% |
$14.2K - $16.6K
|
3.04K
$1.1M
|
|
|
Oct 12, 2021
Q3 2021
|
Contravisory Investment Management, Inc.
|
BUY
|
- |
75+ 4.92% |
$14.2K - $16.6K
|
1.6K
$580K
|
|
|
Oct 14, 2021
Q3 2021
|
Norway Savings Bank
|
BUY
|
- |
75+ 7.88% |
$14.2K - $16.6K
|
1.03K
$373K
|
|
|
Oct 28, 2021
Q3 2021
|
Am Investment Strategies LLC
|
BUY
|
- |
75+ 1.66% |
$14.2K - $16.6K
|
4.6K
$1.67M
|
|
|
Oct 19, 2021
Q3 2021
|
Atwood & Palmer Inc
|
BUY
|
- |
75+ 2.35% |
$14.2K - $16.6K
|
3.27K
$1.19M
|
|
|
Oct 07, 2021
Q3 2021
|
Pacifica Partners Inc.
|
BUY
|
- |
75+ 12.71% |
$14.2K - $16.6K
|
665
$241K
|
|
|
Nov 08, 2021
Q3 2021
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
75+ 2.25% |
$14.2K - $16.6K
|
3.41K
$1.24M
|
|
|
Oct 21, 2021
Q3 2021
|
United Bank
Vienna, VA |
BUY
|
- |
75+ 0.86% |
$14.2K - $16.6K
|
8.78K
$3.19M
|
|
|
Nov 09, 2021
Q3 2021
|
Annapolis Financial Services, LLC
|
BUY
|
- |
74+ 67.89% |
$14K - $16.4K
|
183
$66.4K
|
|
|
Oct 25, 2021
Q3 2021
|
Palisade Asset Management, LLC
|
BUY
|
- |
72+ 0.77% |
$13.7K - $16K
|
9.44K
$3.43M
|
|
|
Oct 13, 2021
Q3 2021
|
Leo Brokerage, LLC
|
BUY
|
- |
71+ 3.62% |
$13.5K - $15.7K
|
2.03K
$738K
|
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
71+ 1.03% |
$13.5K - $15.7K
|
6.97K
$2.53M
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Advisors, LLC
|
BUY
|
- |
70+ 6.23% |
$13.3K - $15.5K
|
1.19K
$433K
|
|
|
Nov 15, 2021
Q3 2021
|
Balentine LLC
Atlanta, GA |
BUY
|
- |
70+ 5.59% |
$13.3K - $15.5K
|
1.32K
$480K
|
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
67+ 7.41% |
$12.7K - $14.9K
|
971
$352K
|
|
|
Oct 19, 2021
Q3 2021
|
Summit X, LLC
Chesterfield, MO |
BUY
|
- |
65+ 4.3% |
$12.3K - $14.4K
|
1.58K
$572K
|
|
|
Nov 04, 2021
Q3 2021
|
Investment Management Of Virginia LLC
|
BUY
|
- |
64+ 0.46% |
$12.1K - $14.2K
|
13.9K
$5.04M
|
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
BUY
|
- |
60+ 9.26% |
$11.4K - $13.3K
|
708
$257K
|
|
|
Nov 02, 2021
Q3 2021
|
Gradient Capital Advisors, LLC
|
BUY
|
- |
60+ 4.44% |
$11.4K - $13.3K
|
1.41K
$513K
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Financial Advisory LLC
|
BUY
|
- |
60+ 4.97% |
$11.4K - $13.3K
|
1.27K
$460K
|
|
|
Nov 15, 2021
Q3 2021
|
Southeast Asset Advisors Inc.
Thomasville, GA |
BUY
|
- |
60+ 1.46% |
$11.4K - $13.3K
|
4.17K
$1.52M
|
|
|
Oct 20, 2021
Q3 2021
|
Ledyard National Bank
|
BUY
|
- |
58+ 3.63% |
$11K - $12.9K
|
1.66K
$601K
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
BUY
|
- |
58+ 0.77% |
$11K - $12.9K
|
7.55K
$2.74M
|
|
|
Nov 15, 2021
Q3 2021
|
Shepherd Financial Partners LLC
Winchester, MA |
BUY
|
- |
58+ 2.59% |
$11K - $12.9K
|
2.3K
$834K
|
|
|
Nov 03, 2021
Q3 2021
|
Bison Wealth, LLC
|
BUY
|
- |
57+ 3.35% |
$10.8K - $12.6K
|
1.76K
$639K
|
|
|
Nov 12, 2021
Q3 2021
|
Fieldpoint Private Securities, LLC
|
BUY
|
- |
57+ 8.06% |
$10.8K - $12.6K
|
764
$277K
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
57+ 2.12% |
$10.8K - $12.6K
|
2.74K
$996K
|
|
|
Nov 09, 2021
Q3 2021
|
Graypoint LLC
|
BUY
|
- |
56+ 1.13% |
$10.6K - $12.4K
|
5K
$1.81M
|