Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
56+ 1.88% |
$10.6K - $12.4K
|
3.04K
$1.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
56+ 4.36% |
$10.6K - $12.4K
|
1.34K
$486K
|
|
|
Nov 15, 2021
Q3 2021
|
Seven One Seven Capital Management
Lancaster, PA |
BUY
|
- |
56+ 3.31% |
$10.6K - $12.4K
|
1.75K
$634K
|
|
|
Oct 21, 2021
Q3 2021
|
Highland Private Wealth Management
|
BUY
|
- |
55+ 3.4% |
$10.4K - $12.2K
|
1.67K
$607K
|
|
|
Oct 21, 2021
Q3 2021
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
BUY
|
- |
55+ 0.75% |
$10.4K - $12.2K
|
7.39K
$2.68M
|
|
|
Nov 12, 2021
Q3 2021
|
Oarsman Capital, Inc.
Milwaukee, WI |
BUY
|
- |
55+ 0.71% |
$10.4K - $12.2K
|
7.84K
$2.85M
|
|
|
Oct 19, 2021
Q3 2021
|
Bristlecone Advisors, LLC
|
BUY
|
- |
52+ 4.76% |
$9.87K - $11.5K
|
1.14K
$415K
|
|
|
Oct 21, 2021
Q3 2021
|
Townsend Asset Management Corp
|
BUY
|
- |
52+ 2.53% |
$9.87K - $11.5K
|
2.11K
$765K
|
|
|
Nov 12, 2021
Q3 2021
|
Gladius Capital Management LP
Chicago, IL |
BUY
|
- |
52New |
$9.87K - $11.5K
|
52
$18.9K
|
|
|
Nov 05, 2021
Q3 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
51+ 5.63% |
$9.68K - $11.3K
|
957
$347K
|
|
|
Nov 15, 2021
Q3 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
51+ 1.62% |
$9.68K - $11.3K
|
3.2K
$1.16M
|
|
|
Oct 05, 2021
Q3 2021
|
Chesley Taft & Associates LLC
|
BUY
|
- |
50+ 4.31% |
$9.49K - $11.1K
|
1.21K
$439K
|
|
|
Oct 29, 2021
Q3 2021
|
Carderock Capital Management Inc
|
BUY
|
- |
50New |
$9.49K - $11.1K
|
50
$18.2K
|
|
|
Nov 05, 2021
Q3 2021
|
Malaga Cove Capital, LLC
|
BUY
|
- |
50+ 0.3% |
$9.49K - $11.1K
|
16.8K
$6.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Bar Harbor Trust Services
Ellsworth, ME |
BUY
|
- |
50+ 4.44% |
$9.49K - $11.1K
|
1.18K
$427K
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
49+ 7.98% |
$9.3K - $10.9K
|
663
$241K
|
|
|
Nov 12, 2021
Q3 2021
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
BUY
|
- |
48+ 0.14% |
$9.11K - $10.6K
|
35.3K
$12.8M
|
|
|
Nov 05, 2021
Q3 2021
|
Adviser Investments LLC
|
BUY
|
- |
47+ 1.13% |
$8.92K - $10.4K
|
4.21K
$1.53M
|
|
|
Oct 19, 2021
Q3 2021
|
Telos Capital Management, Inc.
|
BUY
|
- |
47+ 0.43% |
$8.92K - $10.4K
|
10.9K
$3.96M
|
|
|
Oct 15, 2021
Q3 2021
|
Cedar Mountain Advisors, LLC
|
BUY
|
- |
43+ 46.74% |
$8.16K - $9.53K
|
135
$49K
|
|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
42+ 1.06% |
$7.97K - $9.31K
|
4.02K
$1.46M
|
|
|
Nov 12, 2021
Q3 2021
|
King Wealth
Saratoga Springs, NY |
BUY
|
- |
42+ 1.31% |
$7.97K - $9.31K
|
3.25K
$1.18M
|
|
|
Oct 25, 2021
Q3 2021
|
Capital Advisors Inc
|
BUY
|
- |
41+ 2.69% |
$7.78K - $9.09K
|
1.56K
$567K
|
|
|
Nov 10, 2021
Q3 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
41+ 0.43% |
$7.78K - $9.09K
|
9.61K
$3.49M
|
|
|
Nov 02, 2021
Q3 2021
|
Dumont & Blake Investment Advisors LLC
|
BUY
|
- |
40+ 1.14% |
$7.59K - $8.87K
|
3.55K
$1.29M
|
|
|
Nov 03, 2021
Q3 2021
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
38+ 0.68% |
$7.21K - $8.42K
|
5.59K
$2.03M
|
|
|
Oct 05, 2021
Q3 2021
|
Ibm Retirement Fund
|
BUY
|
- |
36+ 0.23% |
$6.83K - $7.98K
|
15.5K
$5.63M
|
|
|
Nov 10, 2021
Q3 2021
|
Summit Financial Strategies, Inc.
|
BUY
|
- |
36+ 1.07% |
$6.83K - $7.98K
|
3.41K
$1.24M
|
|
|
Nov 04, 2021
Q3 2021
|
Brighton Jones LLC
|
BUY
|
- |
36+ 1.21% |
$6.83K - $7.98K
|
3K
$1.09M
|
|
|
Nov 16, 2021
Q3 2021
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
36+ 1.82% |
$6.83K - $7.98K
|
2.02K
$731K
|
|
|
Nov 04, 2021
Q3 2021
|
Platform Technology Partners
|
BUY
|
- |
35+ 1.58% |
$6.64K - $7.76K
|
2.26K
$819K
|
|
|
Nov 12, 2021
Q3 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
35+ 1.02% |
$6.64K - $7.76K
|
3.47K
$1.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Wimmer Associates 1, LLC
Pasadena, CA |
BUY
|
- |
35+ 1.57% |
$6.64K - $7.76K
|
2.26K
$821K
|
|
|
Nov 13, 2023
Q3 2021
|
Werlinich Asset Management, LLC
Stamford, CT |
BUY
|
- |
35+ 0.89% |
$6.64K - $7.76K
|
3.98K
$1.44M
|
|
|
Nov 12, 2021
Q3 2021
|
American Money Management, LLC
|
BUY
|
- |
34+ 1.95% |
$6.45K - $7.54K
|
1.78K
$647K
|
|
|
Oct 20, 2021
Q3 2021
|
Royal Fund Management, LLC
|
BUY
|
- |
33+ 1.03% |
$6.26K - $7.31K
|
3.24K
$1.17M
|
|
|
Oct 18, 2021
Q3 2021
|
Walter & Keenan Wealth Management LLC
|
BUY
|
- |
32+ 1.81% |
$6.07K - $7.09K
|
1.8K
$654K
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
32+ 1.03% |
$6.07K - $7.09K
|
3.13K
$1.14M
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
BUY
|
- |
32+ 0.86% |
$6.07K - $7.09K
|
3.75K
$1.36M
|
|
|
Oct 22, 2021
Q3 2021
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
BUY
|
- |
30+ 6.52% |
$5.7K - $6.65K
|
490
$178K
|
|
|
Nov 15, 2021
Q3 2021
|
Kercheville Advisors, LLC
|
BUY
|
- |
30+ 0.72% |
$5.7K - $6.65K
|
4.2K
$1.52M
|
|
|
Nov 09, 2021
Q3 2021
|
Soltis Investment Advisors LLC
St. George, UT |
BUY
|
- |
30+ 1.75% |
$5.7K - $6.65K
|
1.75K
$635K
|
|
|
Oct 27, 2021
Q3 2021
|
Carret Asset Management, LLC
|
BUY
|
- |
30+ 1.21% |
$5.7K - $6.65K
|
2.51K
$912K
|
|
|
Nov 02, 2021
Q3 2021
|
Heritage Wealth Advisors
|
BUY
|
- |
30+ 1.17% |
$5.7K - $6.65K
|
2.59K
$939K
|
|
|
Oct 20, 2021
Q3 2021
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
29+ 0.21% |
$5.51K - $6.43K
|
13.8K
$5M
|
|
|
Oct 19, 2021
Q3 2021
|
Cambridge Advisors Inc.
|
BUY
|
- |
29+ 0.24% |
$5.51K - $6.43K
|
12.1K
$4.41M
|
|
|
Oct 12, 2021
Q3 2021
|
Cypress Capital Group
|
BUY
|
- |
29+ 0.68% |
$5.51K - $6.43K
|
4.3K
$1.56M
|
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
29+ 0.46% |
$5.51K - $6.43K
|
6.32K
$2.29M
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
29+ 3.1% |
$5.51K - $6.43K
|
963
$350K
|
|
|
Nov 15, 2021
Q3 2021
|
Fairview Capital Investment Management, LLC
Greenbrae, CA |
BUY
|
- |
28+ 0.67% |
$5.32K - $6.21K
|
4.19K
$1.52M
|