Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 01, 2024
Q3 2021
|
Azzad Asset Management Inc /Adv
Falls Church, VA |
SELL
|
- |
-1KClosed |
$190K - $222K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-1KClosed |
$190K - $222K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-1.01KClosed |
$191K - $223K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Berkshire Asset Management LLC
Wilkes Barre, PA |
SELL
|
- |
-1.01KClosed |
$191K - $223K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Joel Isaacson & Co., LLC
|
SELL
|
- |
-1.01KClosed |
$192K - $224K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Bigelow Investment Advisors, LLC
|
SELL
|
- |
-1.01KClosed |
$192K - $225K
|
0
$0
|
|
Oct 12, 2021
Q3 2021
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-1.02KClosed |
$193K - $225K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Mid West One Financial Group, Inc.
Iowa City, IA |
SELL
|
- |
-1.02K- 14.42% |
$193K - $225K
|
6.02K
$2.19M
|
|
Oct 12, 2021
Q3 2021
|
Salem Capital Management Inc
|
SELL
|
- |
-1.02KClosed |
$193K - $225K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-1.02K- 2.37% |
$193K - $225K
|
41.8K
$15.2M
|
|
Oct 18, 2021
Q3 2021
|
Reitz Capital Advisors LLC
|
SELL
|
- |
-1.03KClosed |
$195K - $227K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-1.03K- 0.79% |
$195K - $227K
|
129K
$46.9M
|
|
Nov 15, 2021
Q3 2021
|
Van Cleef Asset Management,Inc
Beachwood, OH |
SELL
|
- |
-1.03K- 30.19% |
$195K - $227K
|
2.37K
$863K
|
|
Nov 15, 2021
Q3 2021
|
Standard Family Office LLC
Sioux Falls, SD |
SELL
|
- |
-1.03KClosed |
$196K - $229K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Winthrop Advisory Group LLC
|
SELL
|
- |
-1.04KClosed |
$197K - $230K
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
Mengis Capital Management, Inc.
|
SELL
|
- |
-1.05KClosed |
$199K - $232K
|
0
$0
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-1.08K- 19.13% |
$204K - $238K
|
4.55K
$1.66M
|
|
Oct 26, 2021
Q3 2021
|
Meritage Portfolio Management
|
SELL
|
- |
-1.08KClosed |
$204K - $238K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-1.08K- 11.75% |
$204K - $238K
|
8.07K
$2.94M
|
|
Nov 10, 2021
Q3 2021
|
Knights Of Columbus Asset Advisors LLC
New Haven, CT |
SELL
|
- |
-1.1K- 3.4% |
$208K - $243K
|
31.1K
$11.3M
|
|
Oct 19, 2021
Q3 2021
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-1.1K- 0.62% |
$208K - $243K
|
176K
$64.1M
|
|
Nov 12, 2021
Q3 2021
|
Andra Ap Fonden
Goteborg, V7 |
SELL
|
- |
-1.1K- 2.06% |
$209K - $244K
|
52.2K
$19M
|
|
Oct 28, 2021
Q3 2021
|
Livforsakringsbolaget Skandia, Omsesidigt
Stockholm, V7 |
SELL
|
- |
-1.1K- 16.15% |
$209K - $244K
|
5.71K
$2.08M
|
|
Nov 15, 2021
Q3 2021
|
Allstate Corp
Northbrook, IL |
SELL
|
- |
-1.1K- 8.51% |
$210K - $245K
|
11.9K
$4.32M
|
|
Nov 04, 2021
Q3 2021
|
Front Barnett Associates LLC
Chicago, IL |
SELL
|
- |
-1.11K- 1.22% |
$211K - $247K
|
90.2K
$32.9M
|
|
Oct 25, 2021
Q3 2021
|
Mbl Wealth, LLC
Charlotte, NC |
SELL
|
- |
-1.12KClosed |
$212K - $247K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-1.13KClosed |
$215K - $250K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
SELL
|
- |
-1.14KClosed |
$216K - $252K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-1.19KClosed |
$226K - $263K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Pearl River Capital, LLC
Niles, MI |
SELL
|
- |
-1.19K- 5.69% |
$226K - $264K
|
19.7K
$7.18M
|
|
Oct 12, 2021
Q3 2021
|
Town & Country Bank & Trust CO Dba First Bankers Trust CO
|
SELL
|
- |
-1.19KClosed |
$226K - $264K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Keebeck Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.2KClosed |
$228K - $266K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Reliant Investment Management, LLC
|
SELL
|
- |
-1.21K- 6.08% |
$229K - $267K
|
18.6K
$6.78M
|
|
Oct 20, 2021
Q3 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-1.21K- 22.54% |
$230K - $269K
|
4.17K
$1.52M
|
|
Nov 12, 2021
Q3 2021
|
Aureus Asset Management, LLC
Boston, MA |
SELL
|
- |
-1.22K- 11.18% |
$231K - $270K
|
9.68K
$3.53M
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-1.22KClosed |
$232K - $271K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-1.23KClosed |
$233K - $272K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-1.24K- 51.82% |
$235K - $275K
|
1.15K
$420K
|
|
Oct 15, 2021
Q3 2021
|
Transform Wealth, LLC
|
SELL
|
- |
-1.25K- 2.44% |
$237K - $276K
|
49.8K
$18.2M
|
|
Nov 12, 2021
Q3 2021
|
Ballast, Inc.
|
SELL
|
- |
-1.25KClosed |
$237K - $277K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-1.25K- 34.25% |
$237K - $277K
|
2.4K
$874K
|
|
Oct 14, 2021
Q3 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-1.26KClosed |
$239K - $279K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Access Financial Services, Inc.
|
SELL
|
- |
-1.26KClosed |
$239K - $279K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-1.27K- 2.85% |
$240K - $281K
|
43.1K
$15.7M
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-1.27K- 5.4% |
$241K - $282K
|
22.2K
$8.1M
|
|
Dec 02, 2021
Q3 2021
|
Claret Asset Management Corp
|
SELL
|
- |
-1.27KClosed |
$241K - $282K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Investment House LLC
Las Vegas, NV |
SELL
|
- |
-1.28K- 20.93% |
$243K - $283K
|
4.83K
$1.76M
|
|
Oct 22, 2021
Q3 2021
|
Cadence Bank Na
|
SELL
|
- |
-1.28KClosed |
$244K - $285K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
SELL
|
- |
-1.29K- 2.39% |
$245K - $286K
|
52.7K
$19.2M
|
|
Oct 12, 2021
Q3 2021
|
Arden Trust CO
|
SELL
|
- |
-1.29KClosed |
$245K - $287K
|
0
$0
|