Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.16K- 6.1% |
$410K - $479K
|
33.3K
$12.1M
|
|
|
Nov 02, 2021
Q3 2021
|
Burleson & Company, LLC
|
SELL
|
- |
-2.17K- 23.07% |
$412K - $481K
|
7.23K
$2.63M
|
|
|
Oct 25, 2021
Q3 2021
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-2.23K- 28.09% |
$422K - $493K
|
5.7K
$2.07M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-2.25KClosed |
$428K - $500K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Gilbert & Cook, Inc.
|
SELL
|
- |
-2.26K- 73.83% |
$428K - $500K
|
800
$291K
|
|
|
Nov 12, 2021
Q3 2021
|
Lombard Odier Asset Management (Switzerland) Sa
Petit Lancy, V8 |
SELL
|
- |
-2.35KClosed |
$446K - $520K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.36KClosed |
$449K - $524K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Grandview Asset Management LLC
|
SELL
|
- |
-2.41KClosed |
$457K - $533K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-2.41K- 10.91% |
$458K - $534K
|
19.7K
$7.17M
|
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-2.41K- 10.91% |
$458K - $534K
|
19.7K
$7.17M
|
|
|
Nov 12, 2021
Q3 2021
|
Mackay Shields LLC
|
SELL
|
- |
-2.42K- 2.81% |
$460K - $537K
|
83.8K
$30.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Abrdn PLC
|
SELL
|
- |
-2.46K- 1.07% |
$467K - $546K
|
227K
$82.8M
|
|
|
Oct 07, 2021
Q3 2021
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-2.49K- 1.92% |
$473K - $552K
|
127K
$46.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Aviva PLC
|
SELL
|
- |
-2.51K- 0.64% |
$476K - $555K
|
391K
$142M
|
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-2.59K- 1.36% |
$491K - $573K
|
187K
$68.3M
|
|
|
Nov 05, 2021
Q3 2021
|
Xponance, Inc.
|
SELL
|
- |
-2.63K- 2.73% |
$499K - $583K
|
93.8K
$34.2M
|
|
|
Nov 02, 2021
Q3 2021
|
Renaissance Investment Group LLC
|
SELL
|
- |
-2.66KClosed |
$505K - $590K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-2.68K- 49.28% |
$508K - $593K
|
2.75K
$1M
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-2.68K- 49.28% |
$508K - $593K
|
2.75K
$1M
|
|
|
Nov 15, 2021
Q3 2021
|
Capital International, Inc.
Los Angeles, CA |
SELL
|
- |
-2.74K- 5.41% |
$520K - $607K
|
47.9K
$17.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.79K- 38.4% |
$529K - $618K
|
4.47K
$1.63M
|
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-2.8KClosed |
$531K - $620K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-2.8K- 0.34% |
$531K - $620K
|
829K
$302M
|
|
|
Nov 16, 2021
Q3 2021
|
Kiwi Wealth Investments Limited Partnership
Wellington, Q2 |
SELL
|
- |
-2.85K- 9.94% |
$540K - $631K
|
25.8K
$9.39M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.85KClosed |
$542K - $633K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-2.86KClosed |
$544K - $635K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cadinha & CO LLC
|
SELL
|
- |
-2.89K- 34.44% |
$549K - $641K
|
5.5K
$2M
|
|
|
Nov 15, 2021
Q3 2021
|
Samlyn Capital, LLC
New York, NY |
SELL
|
- |
-2.89K- 19.17% |
$549K - $641K
|
12.2K
$4.44M
|
|
|
Nov 15, 2021
Q3 2021
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-2.95K- 93.66% |
$561K - $655K
|
200
$72.8K
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-2.96K- 5.91% |
$562K - $656K
|
47.1K
$17.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Bellwether Advisors, LLC
|
SELL
|
- |
-3.02K- 97.86% |
$574K - $670K
|
66
$24K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-3.1K- 3.47% |
$589K - $688K
|
86.3K
$31.4M
|
|
|
Nov 08, 2021
Q3 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-3.15K- 2.9% |
$597K - $697K
|
105K
$38.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Dodge & Cox
San Francisco, CA |
SELL
|
- |
-3.2K- 8.29% |
$607K - $709K
|
35.4K
$12.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-3.24K- 0.92% |
$615K - $718K
|
348K
$127M
|
|
|
Nov 15, 2021
Q3 2021
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-3.33K- 2.25% |
$632K - $738K
|
145K
$52.8M
|
|
|
May 17, 2024
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-3.35K- 2.64% |
$636K - $743K
|
124K
$45M
|
|
|
Oct 22, 2021
Q3 2021
|
James Investment Research Inc
|
SELL
|
- |
-3.39K- 6.17% |
$643K - $751K
|
51.5K
$18.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-3.64KClosed |
$690K - $806K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-3.7K- 65.08% |
$702K - $819K
|
1.98K
$723K
|
|
|
Nov 10, 2021
Q3 2021
|
Rafferty Asset Management, LLC
New York, NY |
SELL
|
- |
-3.72K- 32.45% |
$705K - $823K
|
7.73K
$2.82M
|
|
|
Nov 09, 2021
Q3 2021
|
Sompo Asset Management Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-3.74K- 16.46% |
$710K - $829K
|
19K
$6.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Weil Company, Inc.
|
SELL
|
- |
-3.75KClosed |
$711K - $830K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Ci Investments Inc.
Toronto, A6 |
SELL
|
- |
-3.76K- 17.93% |
$713K - $833K
|
17.2K
$6.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-3.89K- 56.39% |
$738K - $862K
|
3.01K
$1.1M
|
|
|
Nov 09, 2021
Q3 2021
|
Morse Asset Management, Inc
Darien, CT |
SELL
|
- |
-3.93K- 61.95% |
$746K - $871K
|
2.41K
$879K
|
|
|
Oct 19, 2021
Q3 2021
|
Central Bank & Trust CO
|
SELL
|
- |
-4.03K- 15.73% |
$764K - $892K
|
21.6K
$7.85M
|
|
|
Nov 12, 2021
Q3 2021
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-4.07K- 55.97% |
$772K - $902K
|
3.2K
$1.17M
|
|
|
Oct 14, 2021
Q3 2021
|
Campbell Capital Management Inc
|
SELL
|
- |
-4.08KClosed |
$775K - $904K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.16K- 7.86% |
$789K - $921K
|
48.8K
$17.8M
|