Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-6.84K- 30.18% |
$1.3M - $1.52M
|
15.8K
$5.76M
|
|
|
Nov 15, 2021
Q3 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-6.93K- 3.21% |
$1.31M - $1.53M
|
209K
$76M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-7K- 40.09% |
$1.33M - $1.55M
|
10.5K
$3.81M
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-7.27K- 37.61% |
$1.38M - $1.61M
|
12.1K
$4.39M
|
|
|
Nov 15, 2021
Q3 2021
|
Seven Eight Capital, LP
|
SELL
|
- |
-7.44K- 68.29% |
$1.41M - $1.65M
|
3.45K
$1.26M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-7.77K- 2.05% |
$1.48M - $1.72M
|
371K
$135M
|
|
|
Nov 02, 2021
Q3 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-7.8K- 38.72% |
$1.48M - $1.73M
|
12.3K
$4.49M
|
|
|
Oct 29, 2021
Q3 2021
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-7.81K- 7.59% |
$1.48M - $1.73M
|
95.1K
$34.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-8K- 16.67% |
$1.52M - $1.77M
|
40K
$14.6M
|
|
|
Nov 16, 2021
Q3 2021
|
Chartwell Investment Partners, LLC
|
SELL
|
- |
-8.21K- 7.48% |
$1.56M - $1.82M
|
102K
$37M
|
|
|
Nov 12, 2021
Q3 2021
|
Lockheed Martin Investment Management CO
Bethesda, MD |
SELL
|
- |
-8.39KClosed |
$1.59M - $1.86M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-8.41KClosed |
$1.6M - $1.86M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Korea Investment Corp
Seoul, M5 |
SELL
|
- |
-8.5K- 3.03% |
$1.61M - $1.88M
|
272K
$99.1M
|
|
|
Nov 09, 2021
Q3 2021
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-8.55K- 3.76% |
$1.62M - $1.9M
|
219K
$79.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-8.56K- 87.92% |
$1.62M - $1.9M
|
1.18K
$428K
|
|
|
Oct 26, 2021
Q3 2021
|
Radnor Capital Management, LLC
|
SELL
|
- |
-8.66KClosed |
$1.64M - $1.92M
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-8.77K- 99.33% |
$1.66M - $1.94M
|
59
$21.5K
|
|
|
Oct 20, 2021
Q3 2021
|
Argus Investors' Counsel, Inc.
|
SELL
|
- |
-8.82K- 48.99% |
$1.67M - $1.96M
|
9.19K
$3.35M
|
|
|
Nov 04, 2021
Q3 2021
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-8.88KClosed |
$1.69M - $1.97M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-8.98K- 1.75% |
$1.7M - $1.99M
|
504K
$184M
|
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-9.01K- 57.56% |
$1.71M - $2M
|
6.65K
$2.42M
|
|
|
Nov 08, 2021
Q3 2021
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-9.06K- 75.09% |
$1.72M - $2.01M
|
3.01K
$1.1M
|
|
|
Oct 26, 2021
Q3 2021
|
Equitable Trust CO
|
SELL
|
- |
-9.27K- 34.11% |
$1.76M - $2.06M
|
17.9K
$6.52M
|
|
|
Oct 19, 2021
Q3 2021
|
G&S Capital LLC
|
SELL
|
- |
-9.49K- 52.33% |
$1.8M - $2.1M
|
8.65K
$3.15M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.87K- 1.66% |
$1.87M - $2.19M
|
584K
$213M
|
|
|
Nov 12, 2021
Q3 2021
|
Varma Mutual Pension Insurance CO
Varma, H9 |
SELL
|
- |
-10K- 7.18% |
$1.9M - $2.22M
|
129K
$47.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Lee Capital Holdings LLC
New York, NY |
SELL
|
- |
-10KClosed |
$1.9M - $2.22M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-10.1K- 26.67% |
$1.92M - $2.24M
|
27.8K
$10.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Advent Capital Management
New York, NY |
SELL
|
- |
-10.5KClosed |
$1.99M - $2.33M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-10.7K- 12.84% |
$2.03M - $2.37M
|
72.7K
$26.5M
|
|
|
Nov 01, 2021
Q3 2021
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-11KClosed |
$2.09M - $2.44M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Symmetry Investments LP
|
SELL
|
- |
-11.3KClosed |
$2.14M - $2.49M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Twin Tree Management, LP
Dallas, TX |
SELL
|
- |
-11.3KClosed |
$2.14M - $2.5M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Nova Scotia
|
SELL
|
- |
-11.3K- 1.71% |
$2.14M - $2.5M
|
650K
$237M
|
|
|
Nov 10, 2021
Q3 2021
|
Members Trust CO
|
SELL
|
- |
-11.4K- 50.0% |
$2.16M - $2.52M
|
11.4K
$4.14M
|
|
|
Jul 17, 2024
Q3 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-11.5K- 99.54% |
$2.18M - $2.54M
|
53
$19.3K
|
|
|
Nov 10, 2021
Q3 2021
|
Oliver Luxxe Assets LLC
Gladstone, NJ |
SELL
|
- |
-11.6K- 90.26% |
$2.2M - $2.57M
|
1.25K
$455K
|
|
|
Nov 09, 2021
Q3 2021
|
Rothschild & CO Asset Management Us Inc.
New York, NY |
SELL
|
- |
-11.6K- 2.41% |
$2.21M - $2.58M
|
470K
$171M
|
|
|
Oct 27, 2021
Q3 2021
|
Adams Diversified Equity Fund, Inc.
|
SELL
|
- |
-11.7K- 9.23% |
$2.22M - $2.59M
|
115K
$41.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-11.8K- 79.49% |
$2.23M - $2.61M
|
3.04K
$1.11M
|
|
|
Nov 10, 2021
Q3 2021
|
Bp PLC
|
SELL
|
- |
-12.2KClosed |
$2.32M - $2.71M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Shay Capital LLC
New York, NY |
SELL
|
- |
-12.3KClosed |
$2.34M - $2.73M
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Retirement Systems Of Alabama
|
SELL
|
- |
-12.4K- 2.95% |
$2.35M - $2.74M
|
407K
$148M
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-12.4K- 63.49% |
$2.36M - $2.75M
|
7.14K
$2.6M
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
SELL
|
- |
-12.5K- 80.71% |
$2.38M - $2.78M
|
3K
$1.09M
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
SELL
|
- |
-12.8K- 6.09% |
$2.43M - $2.84M
|
198K
$72M
|
|
|
Oct 29, 2021
Q3 2021
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-12.8K- 43.14% |
$2.43M - $2.84M
|
16.9K
$6.16M
|
|
|
Oct 20, 2021
Q3 2021
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-13K- 3.65% |
$2.47M - $2.88M
|
343K
$125M
|
|
|
Nov 09, 2021
Q3 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-13.2K- 28.72% |
$2.51M - $2.93M
|
32.8K
$12M
|
|
|
Nov 02, 2021
Q3 2021
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-13.3K- 4.15% |
$2.53M - $2.95M
|
307K
$112M
|