Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 09, 2024
Q3 2021
|
Swedbank Ab
Stockholm, V7 |
SELL
|
- |
-13.7K- 4.36% |
$2.59M - $3.03M
|
299K
$109M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-14.9K- 18.08% |
$2.83M - $3.3M
|
67.5K
$24.6M
|
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-15K- 68.48% |
$2.84M - $3.32M
|
6.89K
$2.51M
|
|
|
Nov 15, 2021
Q3 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-15K- 8.84% |
$2.85M - $3.32M
|
155K
$56.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-15.4K- 15.28% |
$2.91M - $3.4M
|
85.1K
$31M
|
|
|
Nov 04, 2021
Q3 2021
|
Chase Investment Counsel Corp
|
SELL
|
- |
-15.7KClosed |
$2.97M - $3.47M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-16.3K- 56.99% |
$3.1M - $3.62M
|
12.3K
$4.49M
|
|
|
Nov 15, 2021
Q3 2021
|
Nwk Group, Inc.
San Francisco, CA |
SELL
|
- |
-16.6K- 84.58% |
$3.15M - $3.67M
|
3.02K
$1.1M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-17.3K- 2.96% |
$3.28M - $3.83M
|
567K
$206M
|
|
|
Nov 15, 2021
Q3 2021
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-18KClosed |
$3.42M - $3.99M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Graham Capital Management, L.P.
Rowayton, CT |
SELL
|
- |
-18.2KClosed |
$3.45M - $4.03M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-18.4K- 4.14% |
$3.49M - $4.08M
|
426K
$155M
|
|
|
Oct 22, 2021
Q3 2021
|
Strs Ohio
|
SELL
|
- |
-18.6K- 4.27% |
$3.54M - $4.13M
|
418K
$152M
|
|
|
Oct 26, 2021
Q3 2021
|
Westwood Management Corp
|
SELL
|
- |
-18.8K- 92.61% |
$3.57M - $4.17M
|
1.5K
$546K
|
|
|
Nov 12, 2021
Q3 2021
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-19K- 5.35% |
$3.61M - $4.21M
|
337K
$123M
|
|
|
Nov 08, 2021
Q3 2021
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-20.3K- 2.88% |
$3.86M - $4.51M
|
687K
$250M
|
|
|
Oct 14, 2021
Q3 2021
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-20.4K- 98.77% |
$3.88M - $4.53M
|
255
$92.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-22.2K- 71.04% |
$4.21M - $4.91M
|
9.04K
$3.29M
|
|
|
Nov 12, 2021
Q3 2021
|
Alerus Financial Na
Grand Forks, ND |
SELL
|
- |
-22.2K- 92.59% |
$4.21M - $4.92M
|
1.78K
$646K
|
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-23K- 20.92% |
$4.37M - $5.1M
|
86.9K
$31.7M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-23.3K- 7.54% |
$4.42M - $5.17M
|
286K
$104M
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-24K- 84.31% |
$4.56M - $5.32M
|
4.47K
$1.63M
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-25.5KClosed |
$4.84M - $5.65M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Sitrin Capital Management LLC
|
SELL
|
- |
-25.7KClosed |
$4.87M - $5.69M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-25.9K- 35.89% |
$4.92M - $5.75M
|
46.3K
$16.9M
|
|
|
Nov 15, 2021
Q3 2021
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-26.2K- 2.66% |
$4.97M - $5.8M
|
957K
$349M
|
|
|
Nov 12, 2021
Q3 2021
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-26.9K- 11.01% |
$5.11M - $5.97M
|
218K
$79.3M
|
|
|
Nov 16, 2021
Q3 2021
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-27.1K- 14.29% |
$5.14M - $6.01M
|
163K
$59.2M
|
|
|
Oct 14, 2021
Q3 2021
|
Schwab Charitable Fund
|
SELL
|
- |
-27.3KClosed |
$5.18M - $6.04M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-27.5K- 72.72% |
$5.22M - $6.1M
|
10.3K
$3.76M
|
|
|
Nov 15, 2021
Q3 2021
|
Scopus Asset Management, L.P.
New York, NY |
SELL
|
- |
-28.3KClosed |
$5.38M - $6.28M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-28.4K- 16.16% |
$5.4M - $6.3M
|
147K
$53.7M
|
|
|
Nov 02, 2021
Q3 2021
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-28.6K- 53.25% |
$5.43M - $6.34M
|
25.1K
$9.15M
|
|
|
Jun 21, 2023
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-28.8K- 18.87% |
$5.46M - $6.37M
|
124K
$45M
|
|
|
Oct 18, 2021
Q3 2021
|
Geneva Partners, LLC
|
SELL
|
- |
-28.9KClosed |
$5.49M - $6.4M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-28.9K- 31.76% |
$5.49M - $6.41M
|
62.1K
$22.6M
|
|
|
Oct 28, 2021
Q3 2021
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-29.3K- 86.18% |
$5.56M - $6.5M
|
4.7K
$1.71M
|
|
|
Nov 10, 2021
Q3 2021
|
Teza Capital Management LLC
Chicago, IL |
SELL
|
- |
-31.1K- 95.57% |
$5.9M - $6.89M
|
1.44K
$524K
|
|
|
Nov 09, 2021
Q3 2021
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-32.8K- 78.45% |
$6.22M - $7.27M
|
9K
$3.28M
|
|
|
Nov 01, 2021
Q3 2021
|
Janney Capital Management LLC
|
SELL
|
- |
-32.9K- 30.86% |
$6.24M - $7.28M
|
73.6K
$26.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Massachusetts Financial Services CO
Boston, MA |
SELL
|
- |
-33.5K- 28.39% |
$6.35M - $7.42M
|
84.4K
$30.7M
|
|
|
Nov 08, 2021
Q3 2021
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-34.5K- 40.77% |
$6.54M - $7.64M
|
50K
$18.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-35.8K- 3.18% |
$6.79M - $7.93M
|
1.09M
$397M
|
|
|
Nov 02, 2021
Q3 2021
|
New York State Common Retirement Fund
|
SELL
|
- |
-36.3K- 3.53% |
$6.89M - $8.05M
|
991K
$361M
|
|
|
Nov 12, 2021
Q3 2021
|
Westfield Capital Management CO LP
Boston, MA |
SELL
|
- |
-39.2KClosed |
$7.45M - $8.7M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-39.4K- 5.46% |
$7.48M - $8.74M
|
683K
$249M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-40.2K- 6.7% |
$7.64M - $8.92M
|
560K
$204M
|
|
|
Nov 12, 2021
Q3 2021
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-40.5K- 1.65% |
$7.69M - $8.98M
|
2.41M
$877M
|
|
|
Nov 12, 2021
Q3 2021
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-40.9K- 1.15% |
$7.76M - $9.06M
|
3.52M
$1.28B
|
|
|
Nov 12, 2021
Q3 2021
|
Capitolis Advisors LLC
New York, NY |
SELL
|
- |
-43.9K- 22.21% |
$8.33M - $9.73M
|
154K
$56M
|