Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.16K- 7.86% |
$789K - $921K
|
48.8K
$18.8M
|
|
|
Nov 08, 2021
Q3 2021
|
Arjuna Capital
|
SELL
|
- |
-4.25KClosed |
$806K - $941K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.32K- 2.54% |
$820K - $957K
|
166K
$63.9M
|
|
|
Nov 03, 2021
Q3 2021
|
Dupont Capital Management Corp
|
SELL
|
- |
-4.38K- 46.04% |
$832K - $971K
|
5.14K
$1.98M
|
|
|
Oct 26, 2021
Q3 2021
|
Patton Fund Management, Inc.
|
SELL
|
- |
-4.54KClosed |
$861K - $1.01M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-4.55K- 16.39% |
$863K - $1.01M
|
23.2K
$8.95M
|
|
|
Oct 26, 2021
Q3 2021
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-4.57K- 75.63% |
$867K - $1.01M
|
1.47K
$568K
|
|
|
Nov 15, 2021
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-4.57K- 5.13% |
$868K - $1.01M
|
84.6K
$32.7M
|
|
|
Mar 30, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-4.57K- 5.13% |
$868K - $1.01M
|
84.6K
$32.7M
|
|
|
Nov 09, 2021
Q3 2021
|
Wharton Business Group, LLC
Malvern, PA |
SELL
|
- |
-4.58KClosed |
$869K - $1.01M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-4.6K- 20.96% |
$873K - $1.02M
|
17.3K
$6.69M
|
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-4.67K- 33.64% |
$886K - $1.03M
|
9.21K
$3.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-4.7KClosed |
$891K - $1.04M
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Cs Group, LLC
|
SELL
|
- |
-4.71KClosed |
$893K - $1.04M
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Dearborn Partners LLC
|
SELL
|
- |
-4.75K- 7.45% |
$901K - $1.05M
|
59K
$22.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-4.78K- 31.34% |
$908K - $1.06M
|
10.5K
$4.04M
|
|
|
Nov 05, 2021
Q3 2021
|
Scott & Selber, Inc.
|
SELL
|
- |
-4.8KClosed |
$912K - $1.06M
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-4.82K- 6.11% |
$915K - $1.07M
|
74.1K
$28.6M
|
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-4.84K- 15.93% |
$919K - $1.07M
|
25.6K
$9.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Precept Management LLC
Dallas, TX |
SELL
|
- |
-5KClosed |
$949K - $1.11M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Glaxis Capital Management, LLC
Sarasota, FL |
SELL
|
- |
-5KClosed |
$949K - $1.11M
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Mizuho Markets Cayman LP
|
SELL
|
- |
-5.02K- 79.15% |
$952K - $1.11M
|
1.32K
$510K
|
|
|
Nov 09, 2021
Q3 2021
|
Core Wealth Advisors, Inc.
Lakeland, FL |
SELL
|
- |
-5.03KClosed |
$955K - $1.11M
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-5.12K- 3.86% |
$972K - $1.13M
|
127K
$49.2M
|
|
|
Nov 16, 2021
Q3 2021
|
Utah Retirement Systems
Salt Lake City, UT |
SELL
|
- |
-5.2K- 4.98% |
$987K - $1.15M
|
99.3K
$38.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Seeyond
Paris, I0 |
SELL
|
- |
-5.26K- 63.2% |
$998K - $1.17M
|
3.06K
$1.18M
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
SELL
|
- |
-5.28KClosed |
$1M - $1.17M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-5.32K- 5.65% |
$1.01M - $1.18M
|
88.9K
$34.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-5.37K- 26.54% |
$1.02M - $1.19M
|
14.9K
$5.74M
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-5.41K- 97.39% |
$1.03M - $1.2M
|
145
$56K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-5.41K- 2.51% |
$1.03M - $1.2M
|
211K
$81.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolff Financial Management LLC
|
SELL
|
- |
-5.41KClosed |
$1.03M - $1.2M
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Manning & Napier Group, LLC
|
SELL
|
- |
-5.43K- 2.67% |
$1.03M - $1.2M
|
198K
$76.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-5.51K- 43.31% |
$1.05M - $1.22M
|
7.21K
$2.78M
|
|
|
Nov 15, 2021
Q3 2021
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-5.6K- 72.73% |
$1.06M - $1.24M
|
2.1K
$811K
|
|
|
Nov 16, 2021
Q3 2021
|
Westshore Wealth, LLC
|
SELL
|
- |
-5.73KClosed |
$1.09M - $1.27M
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Sciencast Management LP
|
SELL
|
- |
-5.78K- 40.18% |
$1.1M - $1.28M
|
8.6K
$3.32M
|
|
|
Nov 15, 2021
Q3 2021
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-5.95K- 8.49% |
$1.13M - $1.32M
|
64.2K
$24.8M
|
|
|
Nov 03, 2021
Q3 2021
|
New World Advisors LLC
Hingham, MA |
SELL
|
- |
-5.96KClosed |
$1.13M - $1.32M
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-6.25K- 18.48% |
$1.19M - $1.39M
|
27.6K
$10.6M
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-6.35K- 32.57% |
$1.21M - $1.41M
|
13.2K
$5.08M
|
|
|
Nov 12, 2021
Q3 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-6.38KClosed |
$1.21M - $1.41M
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-6.43K- 7.06% |
$1.22M - $1.42M
|
84.6K
$32.6M
|
|
|
Jan 25, 2022
Q3 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-6.53KClosed |
$1.24M - $1.45M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-6.54K- 55.97% |
$1.24M - $1.45M
|
5.14K
$1.98M
|
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
SELL
|
- |
-6.58K- 12.26% |
$1.25M - $1.46M
|
47.1K
$18.2M
|
|
|
Nov 01, 2021
Q3 2021
|
Hartford Investment Management CO
|
SELL
|
- |
-6.6K- 10.04% |
$1.25M - $1.46M
|
59.1K
$22.8M
|
|
|
Oct 25, 2021
Q3 2021
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-6.61K- 56.44% |
$1.25M - $1.46M
|
5.1K
$1.97M
|
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-6.7K- 9.55% |
$1.27M - $1.48M
|
63.4K
$24.5M
|
|
|
Oct 13, 2021
Q3 2021
|
Veracity Capital LLC
|
SELL
|
- |
-6.73KClosed |
$1.28M - $1.49M
|
0
$0
|