Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)

CAT Quotes by TradingView

This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 04, 2021 Q3 2021
Regions Financial Corp

SELL
 -
-1.3K
- 1.34%
$247K - $288K
95.8K $34.9M
Dec 06, 2021 Q3 2021
Aspen Investment Management Inc

Grand Rapids, MI
SELL
 -
-1.34K
- 25.23%
$254K - $296K
3.96K $1.44M
Oct 28, 2021 Q3 2021
Spotlight Asset Group, Inc.

Oakbrook Terrace, IL
SELL
 -
-1.35K
Closed
$255K - $298K
0 $0
Nov 10, 2021 Q3 2021
Frisch Financial Group, Inc.

Melville, NY
SELL
 -
-1.37K
Closed
$259K - $303K
0 $0
Oct 25, 2021 Q3 2021
Highland Capital Management, LLC

SELL
 -
-1.39K
- 6.13%
$264K - $308K
21.3K $7.75M
Nov 15, 2021 Q3 2021
Claraphi Advisory Network, LLC

SELL
 -
-1.39K
- 14.19%
$264K - $308K
8.41K $3.06M
Oct 26, 2021 Q3 2021
Atlantic Union Bankshares Corp

SELL
 -
-1.4K
- 10.59%
$266K - $311K
11.8K $4.31M
Nov 03, 2021 Q3 2021
Sentry Investment Management LLC

SELL
 -
-1.43K
- 25.01%
$272K - $317K
4.29K $1.56M
Nov 10, 2021 Q3 2021
Cordatus Wealth Management LLC

Newtown, PA
SELL
 -
-1.44K
Closed
$272K - $318K
0 $0
Nov 09, 2021 Q3 2021
Candriam S.C.A.

SELL
 -
-1.44K
- 2.43%
$273K - $319K
57.9K $21.1M
Nov 10, 2021 Q3 2021
Wellington Shields Capital Management, LLC

New York, NY
SELL
 -
-1.5K
- 25.21%
$285K - $332K
4.45K $1.62M
Nov 10, 2021 Q3 2021
Orion Portfolio Solutions, LLC

SELL
 -
-1.5K
- 26.04%
$285K - $333K
4.26K $1.55M
Oct 13, 2021 Q3 2021
Gofen & Glossberg LLC

SELL
 -
-1.52K
- 2.46%
$288K - $336K
60.1K $21.9M
Nov 01, 2021 Q3 2021
Nichols & Pratt Advisers LLP

SELL
 -
-1.53K
- 1.34%
$290K - $339K
112K $40.9M
Oct 21, 2021 Q3 2021
Hanson & Doremus Investment Management

SELL
 -
-1.55K
- 13.73%
$293K - $343K
9.71K $3.54M
Nov 16, 2021 Q3 2021
Advisor Resource Council

SELL
 -
-1.56K
- 56.91%
$295K - $345K
1.18K $429K
Oct 25, 2021 Q3 2021
Colonial River Wealth Management, LLC

Midlothian, VA
SELL
 -
-1.58K
Closed
$300K - $350K
0 $0
Nov 12, 2021 Q3 2021
Eqis Capital Management, Inc.

San Rafael, CA
SELL
 -
-1.6K
Closed
$303K - $354K
0 $0
Nov 05, 2021 Q3 2021
Corbett Road Capital Management, LLC

Mclean, VA
SELL
 -
-1.66K
Closed
$316K - $369K
0 $0
Nov 12, 2021 Q3 2021
Burney CO

Reston, VA
SELL
 -
-1.69K
- 8.53%
$320K - $374K
18.1K $6.6M
Nov 10, 2021 Q3 2021
Waddell & Associates, LLC

SELL
 -
-1.71K
Closed
$324K - $378K
0 $0
Nov 01, 2021 Q3 2021
Girard Partners Ltd.

SELL
 -
-1.72K
- 75.69%
$327K - $382K
553 $201K
Oct 29, 2021 Q3 2021
Twin Capital Management Inc

SELL
 -
-1.74K
- 8.65%
$329K - $385K
18.3K $6.67M
Dec 10, 2021 Q3 2021
Jackson Wealth Management, LLC

SELL
 -
-1.76K
Closed
$335K - $391K
0 $0
Oct 25, 2021 Q3 2021
Eudaimonia Partners, LLC

Winchester, TN
SELL
 -
-1.76K
- 11.04%
$335K - $391K
14.2K $5.18M
Nov 09, 2021 Q3 2021
Minneapolis Portfolio Management Group, LLC

Minneapolis, MN
SELL
 -
-1.77K
- 1.04%
$335K - $391K
168K $61.1M
Nov 15, 2021 Q3 2021
Hbk Investments L P

Dallas, TX
SELL
 -
-1.78K
- 28.94%
$337K - $394K
4.36K $1.59M
Oct 25, 2021 Q3 2021
West Family Investments, Inc.

Carlsbad, CA
SELL
 -
-1.79K
Closed
$339K - $396K
0 $0
Nov 12, 2021 Q3 2021
Verdence Capital Advisors LLC

Hunt Valley, MD
SELL
 -
-1.8K
- 17.89%
$341K - $399K
8.25K $3.01M
Nov 03, 2021 Q3 2021
Princeton Global Asset Management LLC

SELL
 -
-1.8K
- 84.4%
$342K - $399K
333 $121K
Oct 22, 2021 Q3 2021
Gsb Wealth Management, LLC

SELL
 -
-1.81K
Closed
$344K - $401K
0 $0
Nov 15, 2021 Q3 2021
Met Life Investment Management, LLC

Whippany, NJ
SELL
 -
-1.84K
- 1.45%
$350K - $409K
125K $45.6M
Mar 22, 2023 Q3 2021
Met Life Investment Management, LLC

Whippany, NJ
SELL
 -
-1.84K
- 1.45%
$350K - $409K
125K $45.6M
Nov 12, 2021 Q3 2021
Prospera Financial Services Inc

SELL
 -
-1.87K
- 6.5%
$354K - $413K
26.8K $9.76M
Nov 12, 2021 Q3 2021
Gries Financial LLC

Cleveland, OH
SELL
 -
-1.89K
Closed
$359K - $419K
0 $0
Oct 19, 2021 Q3 2021
Central Trust CO

Jefferson City, MO
SELL
 -
-1.91K
- 3.83%
$363K - $424K
48.1K $17.5M
Nov 04, 2021 Q3 2021
Sawgrass Asset Management LLC

SELL
 -
-1.92K
- 35.9%
$364K - $426K
3.43K $1.25M
Oct 15, 2021 Q3 2021
Cutler Investment Counsel LLC

SELL
 -
-1.97K
- 2.39%
$374K - $436K
80.4K $29.3M
Nov 05, 2021 Q3 2021
Shufro Rose & CO LLC

SELL
 -
-1.97K
Closed
$375K - $437K
0 $0
Nov 15, 2021 Q3 2021
Dynamic Technology Lab Private LTD

Singapore, U0
SELL
 -
-1.97K
Closed
$375K - $438K
0 $0
Oct 29, 2021 Q3 2021
La Financiere De L'Echiquier

SELL
 -
-2K
- 16.67%
$380K - $443K
10K $3.64M
Oct 25, 2021 Q3 2021
New York State Teachers Retirement System

SELL
 -
-2.02K
- 0.31%
$383K - $447K
648K $236M
Oct 28, 2021 Q3 2021
Simplex Trading, LLC

SELL
 -
-2.03K
- 7.61%
$386K - $451K
24.7K $9M
Nov 09, 2021 Q3 2021
Truadvice, LLC

Sarasota, FL
SELL
 -
-2.11K
Closed
$401K - $469K
0 $0
Nov 15, 2021 Q3 2021
Golden State Equity Partners

South Coast Metro, CA
SELL
 -
-2.12K
Closed
$402K - $470K
0 $0
Nov 15, 2021 Q3 2021
Polar Asset Management Partners Inc.

Toronto, A6
SELL
 -
-2.12K
- 27.19%
$403K - $471K
5.69K $2.07M
Nov 01, 2021 Q3 2021
Lee Danner & Bass Inc

SELL
 -
-2.13K
- 3.34%
$404K - $472K
61.7K $22.5M
Oct 19, 2021 Q3 2021
Oregon Public Employees Retirement Fund

SELL
 -
-2.14K
- 1.46%
$406K - $475K
144K $52.5M
Nov 12, 2021 Q3 2021
Johnson Financial Group, Inc.

Racine, WI
SELL
 -
-2.14K
- 51.55%
$407K - $475K
2.02K $734K

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