Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 09, 2022
Q4 2021
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
5.34MNew |
$1.01B - $1.14B
|
5.34M
$2.01B
|
|
|
Feb 14, 2022
Q4 2021
|
Capital World Investors
Los Angeles, CA |
BUY
|
- |
1.37M+ 11.55% |
$260M - $294M
|
13.3M
$4.98B
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
776K+ 28.36% |
$147M - $166M
|
3.51M
$1.32B
|
|
|
Feb 11, 2022
Q4 2021
|
B. Metzler Seel. Sohn & Co. Ag
Frankfurt, 2M |
BUY
|
- |
665KNew |
$126M - $143M
|
665K
$250M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
657K+ 38.25% |
$124M - $141M
|
2.37M
$892M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
643K+ 15.24% |
$122M - $138M
|
4.86M
$1.83B
|
|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
444KNew |
$83.9M - $95.1M
|
444K
$167M
|
|
|
Feb 11, 2022
Q4 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
374K+ 43.76% |
$70.7M - $80.2M
|
1.23M
$462M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
332K+ 32.28% |
$62.8M - $71.2M
|
1.36M
$511M
|
|
|
Feb 14, 2022
Q4 2021
|
Shellback Capital, LP
Boston, MA |
BUY
|
- |
300KNew |
$56.7M - $64.3M
|
300K
$113M
|
|
|
Feb 14, 2022
Q4 2021
|
Amundi
Paris, I0 |
BUY
|
- |
257K+ 11.79% |
$48.5M - $55.1M
|
2.44M
$916M
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
218K+ 16.42% |
$41.1M - $46.7M
|
1.54M
$580M
|
|
|
Feb 17, 2022
Q4 2021
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
213K+ 9010.55% |
$40.2M - $45.6M
|
215K
$80.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
201K+ 33.93% |
$38M - $43.1M
|
794K
$299M
|
|
|
Feb 14, 2022
Q4 2021
|
Chiron Investment Management, LLC
New York, NY |
BUY
|
- |
199KNew |
$37.7M - $42.7M
|
199K
$74.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
194K+ 51.59% |
$36.7M - $41.6M
|
571K
$215M
|
|
|
Feb 14, 2022
Q4 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
181K+ 203.2% |
$34.1M - $38.7M
|
270K
$101M
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
171K+ 5.7% |
$32.4M - $36.7M
|
3.18M
$1.19B
|
|
|
Feb 02, 2022
Q4 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
168K+ 2.46% |
$31.8M - $36M
|
7M
$2.63B
|
|
|
Feb 15, 2022
Q4 2021
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
166K+ 4097.5% |
$31.3M - $35.5M
|
170K
$63.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
153K+ 34.15% |
$28.9M - $32.7M
|
600K
$225M
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
128K+ 42.19% |
$24.2M - $27.5M
|
432K
$162M
|
|
|
Feb 08, 2022
Q4 2021
|
Pro Share Advisors LLC
|
BUY
|
- |
126K+ 13.34% |
$23.8M - $26.9M
|
1.07M
$402M
|
|
|
Feb 11, 2022
Q4 2021
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
BUY
|
- |
125K+ 72.28% |
$23.7M - $26.9M
|
299K
$112M
|
|
|
Feb 15, 2022
Q4 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
BUY
|
- |
121K+ 55.46% |
$22.9M - $26M
|
340K
$128M
|
|
|
Jan 31, 2022
Q4 2021
|
Yousif Capital Management, LLC
|
BUY
|
- |
120KNew |
$22.6M - $25.6M
|
120K
$44.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
117K+ 195.0% |
$22.1M - $25M
|
177K
$66.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
116KNew |
$22M - $24.9M
|
116K
$43.7M
|
|
|
Jan 18, 2022
Q4 2021
|
Aries Wealth Management
|
BUY
|
- |
110K+ 600.0% |
$20.7M - $23.5M
|
128K
$48.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
107K+ 6.42% |
$20.2M - $22.9M
|
1.77M
$665M
|
|
|
Jan 12, 2022
Q4 2021
|
Stonnington Group, LLC
|
BUY
|
- |
103K+ 600.0% |
$19.5M - $22.1M
|
121K
$45.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Paralel Advisors LLC
|
BUY
|
- |
100KNew |
$18.9M - $21.4M
|
100K
$37.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
BUY
|
- |
95.2K+ 21.75% |
$18M - $20.4M
|
533K
$200M
|
|
|
Feb 02, 2022
Q4 2021
|
Deka Bank Deutsche Girozentrale
|
BUY
|
- |
93.8K+ 53.14% |
$17.7M - $20.1M
|
270K
$102M
|
|
|
Feb 01, 2022
Q4 2021
|
Assenagon Asset Management S.A.
|
BUY
|
- |
90.2K+ 51.31% |
$17M - $19.3M
|
266K
$100M
|
|
|
Feb 11, 2022
Q4 2021
|
Ing Groep Nv
|
BUY
|
- |
86.4K+ 61.94% |
$16.3M - $18.5M
|
226K
$84.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
84.1K+ 1220.23% |
$15.9M - $18M
|
91K
$34.2M
|
|
|
Feb 04, 2022
Q4 2021
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
78.5KNew |
$14.8M - $16.8M
|
78.5K
$29.5M
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
77K+ 8.49% |
$14.5M - $16.5M
|
984K
$370M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
76.4K+ 65.96% |
$14.4M - $16.4M
|
192K
$72.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
BUY
|
- |
75.5K+ 15.2% |
$14.3M - $16.2M
|
572K
$215M
|
|
|
Feb 04, 2022
Q4 2021
|
Capital Wealth Planning, LLC
|
BUY
|
- |
69.8K+ 9.48% |
$13.2M - $15M
|
806K
$303M
|
|
|
Feb 09, 2022
Q4 2021
|
North Crest Asset Manangement, LLC
|
BUY
|
- |
69.2KNew |
$13.1M - $14.8M
|
69.2K
$26M
|
|
|
Feb 10, 2022
Q4 2021
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
67.3K+ 336.89% |
$12.7M - $14.4M
|
87.2K
$32.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
BUY
|
- |
65.6K+ 45.99% |
$12.4M - $14.1M
|
208K
$78.3M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
63.8K+ 1.59% |
$12M - $13.7M
|
4.08M
$1.53B
|
|
|
Feb 11, 2022
Q4 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
62.2K+ 73.08% |
$11.8M - $13.3M
|
147K
$55.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
62.1KNew |
$11.7M - $13.3M
|
62.1K
$23.3M
|
|
|
Jun 21, 2023
Q4 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
60.3K+ 259.17% |
$11.4M - $12.9M
|
83.6K
$31.4M
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
59.8KNew |
$11.3M - $12.8M
|
59.8K
$22.5M
|