Purchases and Sales Made in Q1 2022 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
143K+ 51.95% |
$551K - $598K
|
418K
$1.78M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
142K+ 86.76% |
$547K - $593K
|
306K
$1.3M
|
|
|
May 10, 2022
Q1 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
52.5KNew |
$202K - $219K
|
52.5K
$223K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
41.2K+ 6566.56% |
$159K - $172K
|
41.9K
$178K
|
|
|
May 09, 2022
Q1 2022
|
Csenge Advisory Group
|
BUY
|
- |
32.9KNew |
$127K - $138K
|
32.9K
$140K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
32.7K+ 115.85% |
$126K - $137K
|
60.9K
$259K
|
|
|
Apr 22, 2022
Q1 2022
|
Sym Financial Corp
|
BUY
|
- |
22.3K+ 42.41% |
$86K - $93.3K
|
75K
$319K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
16.8KNew |
$64.7K - $70.3K
|
16.8K
$71.5K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
5.75KNew |
$22.1K - $24K
|
5.75K
$24.4K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.06K+ 2.87% |
$19.5K - $21.2K
|
181K
$770K
|
|
|
Apr 26, 2022
Q1 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
454+ 0.91% |
$1.75K - $1.9K
|
50.3K
$214K
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
142New |
$547 - $594
|
142
$604
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-641- 3.08% |
$2.47K - $2.68K
|
20.2K
$85.6K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.04K- 31.09% |
$4K - $4.35K
|
2.31K
$9.8K
|
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2K- 28.57% |
$7.7K - $8.36K
|
5K
$21.3K
|
|
|
May 06, 2022
Q1 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.22K- 3.63% |
$8.54K - $9.27K
|
58.9K
$250K
|
|
|
May 06, 2022
Q1 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.85K- 8.84% |
$11K - $11.9K
|
29.4K
$125K
|
|
|
Apr 13, 2022
Q1 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-4.78K- 3.06% |
$18.4K - $20K
|
151K
$643K
|
|
|
May 16, 2022
Q1 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-6.56K- 25.63% |
$25.3K - $27.4K
|
19K
$80.9K
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-12KClosed |
$46.2K - $50.1K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-16.4KClosed |
$63.2K - $68.6K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-18.3K- 5.59% |
$70.4K - $76.4K
|
309K
$1.31M
|
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-24KClosed |
$92.3K - $100K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-28.5K- 22.2% |
$110K - $119K
|
99.9K
$425K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-42.7K- 12.25% |
$164K - $178K
|
306K
$1.3M
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-52K- 60.09% |
$200K - $217K
|
34.5K
$147K
|
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-59KClosed |
$227K - $247K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-80KClosed |
$308K - $334K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-88.2K- 70.25% |
$339K - $368K
|
37.3K
$159K
|
|
|
May 10, 2022
Q1 2022
|
Nova R Wealth, Inc.
|
SELL
|
- |
-109K- 70.15% |
$421K - $457K
|
46.5K
$198K
|