Purchases and Sales Made in Q1 2022 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q1 2022. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2022
Q1 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
375K+ 9.32% |
$2.66M - $3.02M
|
4.4M
$34.8M
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
146K+ 93.16% |
$1.03M - $1.17M
|
302K
$2.38M
|
|
May 13, 2022
Q1 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
53.8KNew |
$381K - $433K
|
53.8K
$425K
|
|
Apr 11, 2022
Q1 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
46.5KNew |
$329K - $374K
|
46.5K
$367K
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
38KNew |
$269K - $306K
|
38K
$301K
|
|
May 06, 2022
Q1 2022
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
30.6K+ 111.42% |
$217K - $247K
|
58.1K
$459K
|
|
May 16, 2022
Q1 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
23.4K+ 0.5% |
$166K - $188K
|
4.68M
$37M
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
15.8K+ 38.79% |
$112K - $127K
|
56.5K
$447K
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
13KNew |
$92K - $105K
|
13K
$103K
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
12K+ 9.86% |
$84.8K - $96.4K
|
133K
$1.05M
|
|
Apr 29, 2022
Q1 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
11.6K+ 9.81% |
$82.3K - $93.6K
|
130K
$1.03M
|
|
May 10, 2022
Q1 2022
|
Hedges Asset Management LLC
|
BUY
|
- |
4K+ 32.0% |
$28.3K - $32.2K
|
16.5K
$130K
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.71K+ 2.75% |
$19.2K - $21.8K
|
101K
$800K
|
|
Apr 21, 2022
Q1 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.84K+ 45.67% |
$13.1K - $14.8K
|
5.88K
$46.5K
|
|
May 16, 2022
Q1 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
1.56K+ 7.54% |
$11K - $12.5K
|
22.2K
$175K
|
|
May 02, 2022
Q1 2022
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
1.45K+ 5.13% |
$10.3K - $11.7K
|
29.7K
$235K
|
|
Apr 28, 2022
Q1 2022
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
1K+ 10.0% |
$7.08K - $8.05K
|
11K
$86.9K
|
|
May 02, 2022
Q1 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
638+ 0.01% |
$4.52K - $5.14K
|
5.76M
$45.5M
|
|
May 16, 2022
Q1 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
480New |
$3.4K - $3.86K
|
480
$3.79K
|
|
May 12, 2022
Q1 2022
|
Hudson Portfolio Management LLC
Garrison, NY |
BUY
|
- |
400+ 0.48% |
$2.83K - $3.22K
|
84.1K
$664K
|
|
May 10, 2022
Q1 2022
|
Guild Investment Management, Inc.
|
BUY
|
- |
140+ 0.17% |
$991 - $1.13K
|
81.2K
$642K
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
32+ 9.97% |
$227 - $258
|
353
$2.79K
|
|
May 13, 2022
Q1 2022
|
Covestor LTD
Boston, MA |
BUY
|
- |
5New |
$35.4 - $40.3
|
5
$39.5
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-12- 0.1% |
$85 - $96.6
|
11.9K
$94.3K
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-220- 26.83% |
$1.56K - $1.77K
|
600
$4.74K
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-582- 8.78% |
$4.12K - $4.69K
|
6.05K
$47.8K
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-783- 49.0% |
$5.54K - $6.3K
|
815
$6.44K
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-908Closed |
$6.43K - $7.31K
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-1.79K- 7.91% |
$12.7K - $14.4K
|
20.9K
$165K
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-2KClosed |
$14.2K - $16.1K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-2.93K- 14.55% |
$20.7K - $23.6K
|
17.2K
$136K
|
|
May 13, 2022
Q1 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-3.2K- 5.15% |
$22.7K - $25.8K
|
59K
$466K
|
|
May 13, 2022
Q1 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-5.63K- 2.33% |
$39.9K - $45.3K
|
236K
$1.86M
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-11.5K- 47.76% |
$81.2K - $92.3K
|
12.5K
$99.1K
|
|
May 13, 2022
Q1 2022
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-11.8KClosed |
$83.6K - $95K
|
0
$0
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-13.2KClosed |
$93.5K - $106K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-14.7KClosed |
$104K - $118K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-15KClosed |
$106K - $121K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-18K- 12.86% |
$128K - $145K
|
122K
$965K
|
|
May 17, 2022
Q1 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-19KClosed |
$134K - $153K
|
0
$0
|
|
May 10, 2022
Q1 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-21K- 2.88% |
$149K - $169K
|
708K
$5.59M
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-39.5KClosed |
$280K - $318K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-39.6K- 1.12% |
$280K - $318K
|
3.48M
$27.5M
|
|
May 10, 2022
Q1 2022
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-70.4K- 9.82% |
$499K - $567K
|
647K
$5.11M
|
|
May 13, 2022
Q1 2022
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-74K- 36.08% |
$524K - $596K
|
131K
$1.04M
|
|
May 12, 2022
Q1 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-75.5K- 15.89% |
$535K - $608K
|
400K
$3.16M
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-104K- 25.67% |
$738K - $839K
|
302K
$2.38M
|
|
May 16, 2022
Q1 2022
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-513KClosed |
$3.63M - $4.13M
|
0
$0
|