Purchases and Sales Made in Q4 2021 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q4 2021. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
5.76MNew |
$44.7M - $52M
|
5.76M
$45.5M
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
588K+ 17.09% |
$4.56M - $5.31M
|
4.03M
$31.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
138K+ 133.27% |
$1.07M - $1.25M
|
241K
$1.91M
|
|
|
Feb 08, 2022
Q4 2021
|
Hamel Associates, Inc.
|
BUY
|
- |
50KNew |
$388K - $451K
|
50K
$395K
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
39.5KNew |
$307K - $357K
|
39.5K
$312K
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
19KNew |
$147K - $171K
|
19K
$150K
|
|
|
Jan 18, 2022
Q4 2021
|
Guild Investment Management, Inc.
|
BUY
|
- |
17.7K+ 27.95% |
$137K - $160K
|
81.1K
$640K
|
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
17.2K+ 38.24% |
$133K - $155K
|
62.2K
$491K
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
14.7KNew |
$114K - $133K
|
14.7K
$116K
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
13.2KNew |
$103K - $119K
|
13.2K
$104K
|
|
|
Feb 08, 2022
Q4 2021
|
Hedges Asset Management LLC
|
BUY
|
- |
12.5KNew |
$97K - $113K
|
12.5K
$98.8K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.6K+ 10.54% |
$89.9K - $105K
|
121K
$960K
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
10K+ 9.25% |
$77.8K - $90.5K
|
118K
$936K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.4K+ 10.55% |
$73K - $84.9K
|
98.5K
$778K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
8.01K+ 12.97% |
$62.1K - $72.3K
|
69.8K
$551K
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
4.82K+ 3.46% |
$37.4K - $43.5K
|
144K
$1.14M
|
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
3.42K+ 17.75% |
$26.5K - $30.8K
|
22.7K
$179K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
2KNew |
$15.5K - $18.1K
|
2K
$15.8K
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
1.56K+ 0.33% |
$12.1K - $14.1K
|
475K
$3.75M
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
1KNew |
$7.76K - $9.03K
|
1K
$7.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
852+ 1521.43% |
$6.61K - $7.69K
|
908
$7.17K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
820New |
$6.36K - $7.4K
|
820
$6.48K
|
|
|
Feb 11, 2022
Q4 2021
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
200+ 0.71% |
$1.55K - $1.81K
|
28.3K
$223K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
101+ 7.63% |
$784 - $912
|
1.43K
$11.3K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-154- 2.27% |
$1.2K - $1.39K
|
6.63K
$52.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-315- 1.3% |
$2.44K - $2.84K
|
24K
$190K
|
|
|
Feb 10, 2022
Q4 2021
|
Dakota Wealth Management
|
SELL
|
- |
-395- 1.42% |
$3.07K - $3.57K
|
27.4K
$216K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-459- 22.31% |
$3.56K - $4.14K
|
1.6K
$12.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-588- 2.22% |
$4.56K - $5.31K
|
25.8K
$204K
|
|
|
Feb 15, 2022
Q4 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-902- 4.29% |
$7K - $8.15K
|
20.1K
$159K
|
|
|
Feb 15, 2022
Q4 2021
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-1.9K- 2.22% |
$14.7K - $17.2K
|
83.7K
$661K
|
|
|
Feb 04, 2022
Q4 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-1.98K- 14.39% |
$15.4K - $17.9K
|
11.8K
$93.2K
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-2.56K- 38.82% |
$19.9K - $23.1K
|
4.04K
$31.9K
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-3.9KClosed |
$30.3K - $35.2K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-13.8K- 0.39% |
$107K - $125K
|
3.52M
$27.8M
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-14.8KClosed |
$115K - $134K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-17.4KClosed |
$135K - $157K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-29.7K- 3.91% |
$230K - $268K
|
729K
$5.76M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-33.5K- 45.15% |
$260K - $303K
|
40.7K
$322K
|
|
|
Feb 08, 2022
Q4 2021
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-50.3K- 19.68% |
$390K - $454K
|
205K
$1.62M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-65.4K- 31.8% |
$507K - $590K
|
140K
$1.11M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-79.9K- 33.83% |
$620K - $721K
|
156K
$1.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-113K- 13.65% |
$880K - $1.02M
|
717K
$5.67M
|
|
|
Jan 18, 2022
Q4 2021
|
Salem Capital Management Inc
|
SELL
|
- |
-135KClosed |
$1.04M - $1.21M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-216K- 4.43% |
$1.67M - $1.95M
|
4.66M
$36.8M
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-366KClosed |
$2.84M - $3.31M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.85M- 99.8% |
$45.4M - $52.8M
|
11.9K
$94.4K
|