Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2021
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
5.34MNew |
$1.01B - $1.18B
|
5.34M
$2.01B
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.81MNew |
$913M - $1.07B
|
4.81M
$1.81B
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
3.01MNew |
$571M - $666M
|
3.01M
$1.13B
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
1.79M+ 870.22% |
$341M - $398M
|
2M
$752M
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
1.37M+ 562.58% |
$260M - $303M
|
1.61M
$606M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.21MNew |
$230M - $269M
|
1.21M
$456M
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
1.03M+ 15.78% |
$195M - $228M
|
7.53M
$2.83B
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
907KNew |
$172M - $201M
|
907K
$341M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
839K+ 2.27% |
$159M - $186M
|
37.7M
$14.2B
|
|
|
Nov 03, 2021
Q3 2021
|
Capital Wealth Planning, LLC
|
BUY
|
- |
730K+ 12523.7% |
$139M - $162M
|
736K
$277M
|
|
|
Nov 01, 2021
Q3 2021
|
B. Metzler Seel. Sohn & Co. Holding Ag
Frankfurt, 2M |
BUY
|
- |
589K+ 1600.53% |
$112M - $130M
|
625K
$235M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
576K+ 88.17% |
$109M - $128M
|
1.23M
$462M
|
|
|
Nov 12, 2021
Q3 2021
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
420K+ 0.88% |
$79.7M - $93.1M
|
47.9M
$18B
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
407K+ 10.68% |
$77.3M - $90.3M
|
4.22M
$1.59B
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
340K+ 32.56% |
$64.5M - $75.3M
|
1.38M
$519M
|
|
|
Nov 01, 2021
Q3 2021
|
Nordea Investment Management Ab
Stockholm, V7 |
BUY
|
- |
320K+ 167.17% |
$60.8M - $71M
|
512K
$192M
|
|
|
Nov 15, 2021
Q3 2021
|
Laurion Capital Management LP
New York, NY |
BUY
|
- |
314K+ 1254.49% |
$59.6M - $69.6M
|
339K
$127M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
313K+ 12.06% |
$59.3M - $69.3M
|
2.9M
$1.09B
|
|
|
Nov 15, 2021
Q3 2021
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
285K+ 3689.22% |
$54.1M - $63.1M
|
293K
$110M
|
|
|
Nov 12, 2021
Q3 2021
|
Pictet Asset Management Sa
Geneva 73, V8 |
BUY
|
- |
262KNew |
$49.8M - $58.2M
|
262K
$98.6M
|
|
|
Nov 16, 2021
Q3 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
BUY
|
- |
230K+ 101.1% |
$43.7M - $51M
|
458K
$172M
|
|
|
Nov 09, 2021
Q3 2021
|
Fort Washington Investment Advisors Inc
|
BUY
|
- |
204K+ 268.74% |
$38.7M - $45.1M
|
279K
$105M
|
|
|
Oct 26, 2021
Q3 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
193K+ 2.9% |
$36.6M - $42.7M
|
6.84M
$2.57B
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
171K+ 11.06% |
$32.5M - $37.9M
|
1.72M
$645M
|
|
|
Nov 08, 2021
Q3 2021
|
Bnp Paribas Asset Management Holding S.A.
|
BUY
|
- |
152K+ 48.96% |
$28.9M - $33.7M
|
463K
$174M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
149K+ 11.05% |
$28.2M - $33M
|
1.49M
$562M
|
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
133K+ 14.13% |
$25.3M - $29.5M
|
1.08M
$404M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
130KNew |
$24.6M - $28.8M
|
130K
$48.8M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
127K+ 10.6% |
$24.1M - $28.2M
|
1.33M
$498M
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
115K+ 24.01% |
$21.8M - $25.5M
|
593K
$223M
|
|
|
Nov 15, 2021
Q3 2021
|
Uss Investment Management LTD
|
BUY
|
- |
106K+ 512.93% |
$20.1M - $23.5M
|
127K
$47.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
101K+ 196.19% |
$19.1M - $22.3M
|
152K
$57.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Payden & Rygel
Los Angeles, CA |
BUY
|
- |
100K+ 2570.0% |
$19M - $22.2M
|
104K
$39.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Pro Share Advisors LLC
|
BUY
|
- |
96.6K+ 11.41% |
$18.3M - $21.4M
|
943K
$354M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
95.8K+ 485.12% |
$18.2M - $21.2M
|
116K
$43.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Zurich Insurance Group LTD
Zurich, V8 |
BUY
|
- |
94.4K+ 27.3% |
$17.9M - $20.9M
|
440K
$165M
|
|
|
Nov 09, 2021
Q3 2021
|
Td Asset Management Inc
|
BUY
|
- |
94.2K+ 5.68% |
$17.9M - $20.9M
|
1.75M
$659M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
89K+ 2.27% |
$16.9M - $19.7M
|
4.01M
$1.51B
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
83K+ 2.29% |
$15.7M - $18.4M
|
3.7M
$1.39B
|
|
|
Nov 10, 2021
Q3 2021
|
Tredje Ap Fonden
|
BUY
|
- |
81.5KNew |
$15.5M - $18.1M
|
81.5K
$30.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Man Group PLC
London, X0 |
BUY
|
- |
80.4K+ 23.88% |
$15.3M - $17.8M
|
417K
$157M
|
|
|
Nov 15, 2021
Q3 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
80.3K+ 128.54% |
$15.3M - $17.8M
|
143K
$53.7M
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
78.8K+ 13.48% |
$15M - $17.5M
|
663K
$249M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
72.8K+ 11.49% |
$13.8M - $16.1M
|
707K
$266M
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
71.4K+ 16.8% |
$13.6M - $15.8M
|
497K
$187M
|
|
|
Oct 26, 2021
Q3 2021
|
Country Trust Bank
|
BUY
|
- |
71.3K+ 55.41% |
$13.5M - $15.8M
|
200K
$75.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
66.2K+ 647.32% |
$12.6M - $14.7M
|
76.4K
$28.7M
|
|
|
Nov 29, 2021
Q3 2021
|
Badgley Phelps Wealth Managers, LLC
|
BUY
|
- |
65.1KNew |
$12.4M - $14.4M
|
65.1K
$24.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Diamond Hill Capital Management Inc
Columbus, OH |
BUY
|
- |
63.9K+ 5.25% |
$12.1M - $14.2M
|
1.28M
$481M
|
|
|
Nov 15, 2021
Q3 2021
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
63.8K+ 20.13% |
$12.1M - $14.1M
|
381K
$143M
|